Blackstone's Guide to the Financial Services and Markets Act 2000

Overview


Blackstone's Guide to the Financial Services & Markets Act 2000 is essential reading for anyone with responsibility in the financial services marketplace, and for all those advising financial firms, including accountants, solicitors, barristers, compliance officers, auditors and actuaries. Equally, financial consumers and those advising them, whether in contentious or non-contentious matters, will find this book of inestimable value in coming to grips with the new regime. ...
See more details below
Available through our Marketplace sellers.
Other sellers (Paperback)
  • All (1) from $2.60   
  • Used (1) from $2.60   
Close
Sort by
Page 1 of 1
Showing All
Note: Marketplace items are not eligible for any BN.com coupons and promotions
$2.60
Seller since 2009

Feedback rating:

(3630)

Condition:

New — never opened or used in original packaging.

Like New — packaging may have been opened. A "Like New" item is suitable to give as a gift.

Very Good — may have minor signs of wear on packaging but item works perfectly and has no damage.

Good — item is in good condition but packaging may have signs of shelf wear/aging or torn packaging. All specific defects should be noted in the Comments section associated with each item.

Acceptable — item is in working order but may show signs of wear such as scratches or torn packaging. All specific defects should be noted in the Comments section associated with each item.

Used — An item that has been opened and may show signs of wear. All specific defects should be noted in the Comments section associated with each item.

Refurbished — A used item that has been renewed or updated and verified to be in proper working condition. Not necessarily completed by the original manufacturer.

Good
07/11/2002 Paperback Used-Good Book in good or better condition. Dispatched same day from US or UK warehouse.

Ships from: Valley Cottage, NY

Usually ships in 1-2 business days

  • Canadian
  • International
  • Standard, 48 States
  • Standard (AK, HI)
  • Express, 48 States
  • Express (AK, HI)
Page 1 of 1
Showing All
Close
Sort by
Sending request ...

Overview


Blackstone's Guide to the Financial Services & Markets Act 2000 is essential reading for anyone with responsibility in the financial services marketplace, and for all those advising financial firms, including accountants, solicitors, barristers, compliance officers, auditors and actuaries. Equally, financial consumers and those advising them, whether in contentious or non-contentious matters, will find this book of inestimable value in coming to grips with the new regime. The book contains a copy of the Act.
Read More Show Less

Product Details

  • ISBN-13: 9781841741161
  • Publisher: Blackstone Press
  • Publication date: 11/28/2002
  • Series: Blackstone's Guide Series
  • Edition description: REV
  • Edition number: 5
  • Pages: 632
  • Product dimensions: 8.70 (w) x 6.00 (h) x 1.10 (d)

Meet the Author

Michael Blair QC was, until March 2000, the General Counsel to the Board of the Financial Services Authority (FSA), and is now in private practice, as well as Chairman of the Personal Investment Authority and of the Investment Management Regulatory Organisation. Loretta Minghella is the FSA's Head of Enforcement Law and Policy. Michael Taylor is a Senior Economist working on banking regulatory matters at the International Monetary Fund (IMF) in Washington DC, and is also a Visiting Professorial Fellow at the Centre for Commercial Law Studies (CCLS), University of London. Mark Threipland is a solicitor in the FSA's General Counsel's Division and was formerly with Linklaters & Alliance. George Walker is a Legal Consultant at the IMF and Lecturer with the International Banking and Finance Law Unit at the CCLS, University of London.

Read More Show Less

Table of Contents

The Policy Background; Accountability and Objectives of the FSA; Regulated and Prohibited Activities; Financial Promotion; Authorisation and Exemption; Permission to carry on regulated Activities; Performance of Regulated Activities; Official Listing; Control of Business Transfers; Penalties for Market Abuse; Hearings and Appeals; Rules and Guidance; Information Gathering and Investigations; Control Over Authorised Persons; Incoming Firms: Intervention by the FSA; Disciplinary Measures; Compensation; The Ombudsman Scheme; Collective Investment Schemes; Recognised Investment Exchanges and Clearing Houses; Lloyd's of London; Provision of Financial Services by Members of the Professions; Mutual Societies; Auditors; Public Record, Disclosure of Information and Cooperation; Insolvency; Injunctions and Restitution; Notices; Criminal Offences and their Prosecution; Miscellaneous, Interpretation and Supplemental; Financial Services and Markets Act 2000.

Read More Show Less

Customer Reviews

Be the first to write a review
( 0 )
Rating Distribution

5 Star

(0)

4 Star

(0)

3 Star

(0)

2 Star

(0)

1 Star

(0)

Your Rating:

Your Name: Create a Pen Name or

Barnes & Noble.com Review Rules

Our reader reviews allow you to share your comments on titles you liked, or didn't, with others. By submitting an online review, you are representing to Barnes & Noble.com that all information contained in your review is original and accurate in all respects, and that the submission of such content by you and the posting of such content by Barnes & Noble.com does not and will not violate the rights of any third party. Please follow the rules below to help ensure that your review can be posted.

Reviews by Our Customers Under the Age of 13

We highly value and respect everyone's opinion concerning the titles we offer. However, we cannot allow persons under the age of 13 to have accounts at BN.com or to post customer reviews. Please see our Terms of Use for more details.

What to exclude from your review:

Please do not write about reviews, commentary, or information posted on the product page. If you see any errors in the information on the product page, please send us an email.

Reviews should not contain any of the following:

  • - HTML tags, profanity, obscenities, vulgarities, or comments that defame anyone
  • - Time-sensitive information such as tour dates, signings, lectures, etc.
  • - Single-word reviews. Other people will read your review to discover why you liked or didn't like the title. Be descriptive.
  • - Comments focusing on the author or that may ruin the ending for others
  • - Phone numbers, addresses, URLs
  • - Pricing and availability information or alternative ordering information
  • - Advertisements or commercial solicitation

Reminder:

  • - By submitting a review, you grant to Barnes & Noble.com and its sublicensees the royalty-free, perpetual, irrevocable right and license to use the review in accordance with the Barnes & Noble.com Terms of Use.
  • - Barnes & Noble.com reserves the right not to post any review -- particularly those that do not follow the terms and conditions of these Rules. Barnes & Noble.com also reserves the right to remove any review at any time without notice.
  • - See Terms of Use for other conditions and disclaimers.
Search for Products You'd Like to Recommend

Recommend other products that relate to your review. Just search for them below and share!

Create a Pen Name

Your Pen Name is your unique identity on BN.com. It will appear on the reviews you write and other website activities. Your Pen Name cannot be edited, changed or deleted once submitted.

 
Your Pen Name can be any combination of alphanumeric characters (plus - and _), and must be at least two characters long.

Continue Anonymously

    If you find inappropriate content, please report it to Barnes & Noble
    Why is this product inappropriate?
    Comments (optional)