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Dodd Frank Manual Series: Private Fund Advisors (Title Iv)

Overview

With regulatory implementation of the Dodd-Frank Wall Street and Consumer
Financial Protection Act of 2010
well underway, it has never been more critical for counsel and their corporate clients to have a deep understanding of the implications of these regulatory changes on the banking, securities,
and financial services sectors. At Wolters Kluwer Law & Business, we?ve created the Dodd-Frank Manual Series ...

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Overview

With regulatory implementation of the Dodd-Frank Wall Street and Consumer
Financial Protection Act of 2010
well underway, it has never been more critical for counsel and their corporate clients to have a deep understanding of the implications of these regulatory changes on the banking, securities,
and financial services sectors. At Wolters Kluwer Law & Business, we’ve created the Dodd-Frank Manual Series to identify the issues, explore the topics, and dissect the “need-to-know” regulations.

Each volume in this new series, written by Wolters Kluwer Law & Business
Attorney-Editors, explains issues by Title of the Act providing a focused discussion and analysis of specific topics that will expedite your research,
giving you the knowledge to confidently advise clients and ensure corporate compliance.

This volume, Private Fund Advisers (Title IV), provides in-depth analysis of the expansive impact of Title IV and the underlying regulations on advisers to hedge funds and other private funds. New requirements include registration with the SEC, recordkeeping and reporting obligations, state regulation of mid-sized advisers, qualified client standards and net-worth thresholds for accredited investors.

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Product Details

  • ISBN-13: 9780808030461
  • Publisher: Wolters Kluwer Law & Business
  • Publication date: 3/12/2012
  • Pages: 112
  • Product dimensions: 5.90 (w) x 8.90 (h) x 0.50 (d)

Table of Contents

Foreword

Table of Contents

Explanation

— Introduction

— Definitions

— Adviser Registration

— Reports and Records

— SEC-CFTC Rulemaking; Disclosure on Form PF

— Family Offices

— State Oversight of Mid-Sized Advisers

— Custody of Client As

Appendix

— Dodd-Frank Act Title IV

— Regulations

Topical Index

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