- Shopping Bag ( 0 items )
Ships from: Chatham, NJ
Usually ships in 1-2 business days
Bringing transparency to a sometimes opaque subject, Alan R. Palmiter uses straightforward introductions and the proven-effective Examples & Explanations pedagogy to provide a clear and complete overview of federal securities regulation topics.
Now in its Fourth Edition, this trusted Examples & Explanations title supplies:
Updated throughout and with many new examples, the Fourth Edition features:
Edition after edition, Alan R. Palmiter is the authority your students can rely on to present a clear and current picture of the entire Securities Regulation landscape.
An author website to support classroom instruction using this title is available at www.wfu.edu/~palmitar/Books/SRegE&E.
Chapter 1. Introduction to Securities Markets and Regulation
Chapter 2. Definition of “Security”
Chapter 3. Materiality
Chapter 4. Registration of Securities Offerings
Chapter 5. Exemptions from Securities Act Registration
Chapter 6. Securities Act Liability
Chapter 7. Secondary and Other Postoffering Distributions
Chapter 8. Securities Exchange Act of 1934
Chapter 9. Rule 10b-5
Chapter 10. Insider Trading
Chapter 11. Regulation of Securities Industry
Chapter 12. Public Enforcement
Chapter 13. U.S. Regulation of Cross-Border Securities Transactions