Examples & Explanations: Securities Regulation, 4th Ed. / Edition 4

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Overview

Bringing transparency to a sometimes opaque subject, Alan R. Palmiter uses straightforward introductions and the proven-effective Examples & Explanations pedagogy to provide a clear and complete overview of federal securities regulation topics.

Now in its Fourth Edition, this trusted Examples & Explanations title supplies:

  • coverage of the key concepts of securities regulation, including:
    • public offerings
    • exemptions from registration
    • liability in securities offerings
    • materiality
    • securities fraud, insider trading, SEC enforcement, and cross-border regulation
  • the proven-effective Examples & Explanations pedagogy that combines straightforward introductions with well-written examples and explanations that apply concepts, reinforce learning, and test understanding of material covered
  • a building-block organization that explains basic concepts first (such as securities markets, federal/state regulation, disclosure philosophy), then explores these concepts in greater detail
  • examples drawn from newsworthy events, such as:
    • public offerings by Google and Microsoft
    • the roles of lawyers and accountants in Enron
    • insider trading by Martha Stewart
    • fraud litigation involving Parmalat
  • coverage that traces the topics in most of the leading casebooks

Updated throughout and with many new examples, the Fourth Edition features:

  • recent Supreme Court rulings:
    • Tellabs v. Makor Issues & Rights
    • Merrill Lynch v. Dabit
    • Dura Pharm. v. Broudo
  • updated new SEC rules, including the public offering rules
  • additional charts and diagrams

Edition after edition, Alan R. Palmiter is the authority your students can rely on to present a clear and current picture of the entire Securities Regulation landscape.

An author website to support classroom instruction using this title is available at www.wfu.edu/~palmitar/Books/SRegE&E.

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Product Details

  • ISBN-13: 9780735565357
  • Publisher: Wolters Kluwer Law & Business
  • Publication date: 4/28/2008
  • Series: Examples and Explanations Series
  • Edition description: Older Edition
  • Edition number: 4
  • Pages: 584
  • Product dimensions: 7.00 (w) x 9.90 (h) x 1.10 (d)

Table of Contents

Chapter 1. Introduction to Securities Markets and Regulation
Chapter 2. Definition of “Security”
Chapter 3. Materiality
Chapter 4. Registration of Securities Offerings
Chapter 5. Exemptions from Securities Act Registration
Chapter 6. Securities Act Liability
Chapter 7. Secondary and Other Postoffering Distributions
Chapter 8. Securities Exchange Act of 1934
Chapter 9. Rule 10b-5
Chapter 10. Insider Trading
Chapter 11. Regulation of Securities Industry
Chapter 12. Public Enforcement
Chapter 13. U.S. Regulation of Cross-Border Securities Transactions

Index

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