Fund Director's Guidebook / Edition 3by Committee on Federal Requlation of Securities
Pub. Date: 09/25/2006
Publisher: American Bar Association
Written for directors of both open-end investment companies (typically referred to as mutual funds) and closed-end funds, this new Third Edition offers suggestions to assist directors in their roles and obligations. The new edition has been updated to reflect key legal developments that have emerged since the second edition appeared in 2003 including the impact of the Sarbanes-Oxley Act and initiatives undertaken by the SEC in response to the mutual funds scandals occurring in 2003 and 2004.
and post it to your social network
Most Helpful Customer Reviews
See all customer reviews >