The Genealogy of Moralsby Friedrich Nietzsche, Horace B. Samuels (Translator)
Written in response to a book on the origins of morality by his erstwhile friend Paul Ree, the three essays comprising The Genealogy of Morals -- all three advancing the critique of Christian morality set forth in Beyond Good and Evil -- are among Nietzsche's most sustained and cohesive work. In the first essay -- starting from a linguistic analysis of words such as "good," "bad," and "evil" -- Nietzsche sets up a contrast between what he calls "master" morality and "slave" morality and shows how strength and action have often been replaced by passivity and nihilism. The next essay, looking into the origins of guilt and punishment, shows how the concept of justice was born -- and how internalization of this concept led to the development of what people called "the soul." In the third essay, Nietzsche dissects the meaning of ascetic ideals. It is not Nietzsche's intention to reject ascetic ideals, "slave" morality, or internalized values out of hand; his main concern is to show that culture and morality, rather than being eternal verities, are human-made. Whether or not you agree with all of his conclusions, his writing is of such clarity and brilliance that you will find reading The Genealogy of Morals nothing short of exhilarating.
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The Genealogy of Morals
By FRIEDRICH NIETZSCHE
Dover Publications, Inc.Copyright © 2003 Dover Publications, Inc.
All rights reserved.
"GOOD AND EVIL," "GOOD AND BAD"
THOSE English psychologists, who up to the present are the only philosophers who are to be thanked for any endeavour to get as far as a history of the origin of morality—these men, I say, offer us in their own personalities no paltry problem;—they even have, if I am to be quite frank about it, in their capacity of living riddles, an advantage over their books—they themselves are interesting! These English psychologists—what do they really mean? We always find them voluntarily or involuntarily at the same task of pushing to the front the partie honteuse of our inner world, and looking for the efficient, governing, and decisive principle in that precise quarter where the intellectual self-respect of the race would be the most reluctant to find it (for example, in the vis inertiæ of habit, or in forgetfulness, or in a blind and fortuitous mechanism and association of ideas, or in some factor that is purely passive, reflex, molecular, or fundamentally stupid)—what is the real motive power which always impels these psychologists in precisely this direction? Is it an instinct for human disparagement somewhat sinister, vulgar, and malignant, or perhaps incomprehensible even to itself? or perhaps a touch of pessimistic jealousy, the mistrust of disillusioned idealists who have become gloomy, poisoned, and bitter? or a petty subconscious enmity and rancour against Christianity (and Plato), that has conceivably never crossed the threshold of consciousness? or just a vicious taste for those elements of life which are bizarre, painfully paradoxical, mystical, and illogical? or, as a final alternative, a dash of each of these motives—a little vulgarity, a little gloominess, a little anti-Christianity, a little craving for the necessary piquancy?
But I am told that it is simply a case of old frigid and tedious frogs crawling and hopping around men and inside men, as if they were as thoroughly at home there, as they would be in a swamp.
I am opposed to this statement, nay, I do not believe it; and if, in the impossibility of knowledge, one is permitted to wish, so do I wish from my heart that just the converse metaphor should apply, and that these analysts with their psychological microscopes should be, at bottom, brave, proud, and magnanimous animals who know how to bridle both their hearts and their smarts, and have specifically trained themselves to sacrifice what is desirable to what is true, any truth in fact, even the simple, bitter, ugly, repulsive, unchristian, and immoral truths—for there are truths of that description.
All honour, then, to the noble spirits who would fain dominate these historians of morality. But it is certainly a pity that they lack the historical sense itself, that they themselves are quite deserted by all the beneficent spirits of history. The whole train of their thought runs, as was always the way of old-fashioned philosophers, on thoroughly unhistorical lines: there is no doubt on this point. The crass ineptitude of their genealogy of morals is immediately apparent when the question arises of ascertaining the origin of the idea and judgment of "good." "Man had originally," so speaks their decree, "praised and called 'good' altruistic acts from the standpoint of those on whom they were conferred, that is, those to whom they were useful; subsequently the origin of this praise was forgotten, and altruistic acts, simply because, as a sheer matter of habit, they were praised as good, came also to be felt as good—as though they contained in themselves some intrinsic goodness." The thing is obvious:—this initial derivation contains already all the typical and idiosyncratic traits of the English psychologists—we have "utility," "forgetting," "habit," and finally "error," the whole assemblage forming the basis of a system of values, on which the higher man has up to the present prided himself as though it were a kind of privilege of man in general. This pride must be brought low, this system of values must lose its values: is that attained?
Now the first argument that comes ready to my hand is that the real homestead of the concept "good" is sought and located in the wrong place: the judgment "good" did not originate among those to whom goodness was shown. Much rather has it been the good themselves, that is, the aristocratic, the powerful, the high-stationed, the high-minded, who have felt that they themselves were good, and that their actions were good, that is to say of the first order, in contradistinction to all the low, the low-minded, the vulgar, and the plebeian. It was out of this pathos of distance that they first arrogated the right to create values for their own profit, and to coin the names of such values: what had they to do with utility? The standpoint of utility is as alien and as inapplicable as it could possibly be, when we have to deal with so volcanic an effervescence of supreme values, creating and demarcating as they do a hierarchy within themselves: it is at this juncture that one arrives at an appreciation of the contrast to that tepid temperature, which is the presupposition on which every combination of worldly wisdom and every calculation of practical expedience is always based—and not for one occasional, not for one exceptional instance, but chronically. The pathos of nobility and distance, as I have said, the chronic and despotic esprit de corps and fundamental instinct of a higher dominant race coming into association with a meaner race, an "under race," this is the origin of the antithesis of good and bad.
(The masters' right of giving names goes so far that it is permissible to look upon language itself as the expression of the power of the masters: they say "this is that, and that," they seal finally every object and every event with a sound, and thereby at the same time take possession of it.) It is because of this origin that the word "good" is far from having any necessary connection with altruistic acts, in accordance with the superstitious belief in these moral philosophers. On the contrary, it is on the occasion of the decay of aristocratic values, that the antitheses between "egoistic" and "altruistic" presses more and more heavily on the human conscience—it is, to use my own language, the herd instinct which finds in this antithesis an expression in many ways. And even then it takes a considerable time for this instinct to become sufficiently dominant, for the valuation to be inextricably dependent on this antithesis (as is the case in contemporary Europe); for to-day the prejudice is predominant, which, acting even now with all the intensity of an obsession and brain disease, holds that "moral," "altruistic," and "désintéressé" are concepts of equal value.
In the second place, quite apart from the fact that this hypothesis as to the genesis of the value "good" cannot be historically upheld, it suffers from an inherent psychological contradiction. The utility of altruistic conduct has presumably been the origin of its being praised, and this origin has become forgotten:—But in what conceivable way is this forgetting possible? Has perchance the utility of such conduct ceased at some given moment? The contrary is the case. This utility has rather been experienced every day at all times, and is consequently a feature that obtains a new and regular emphasis with every fresh day; it follows that, so far from vanishing from the consciousness, so far indeed from being forgotten, it must necessarily become impressed on the consciousness with ever-increasing distinctness. How much more logical is that contrary theory (it is not the truer for that) which is represented, for instance, by Herbert Spencer, who places the concept "good" as essentially similar to the concept "useful," "purposive," so that in the judgments "good" and "bad" mankind is simply summarising and investing with a sanction its unforgotten and unforgettable experiences concerning the "useful-purposive" and the "mischievous-non-purposive." According to this theory, "good" is the attribute of that which has previously shown itself useful; and so is able to claim to be considered "valuable in the highest degree," "valuable in itself." This method of explanation is also, as I have said, wrong, but at any rate the explanation itself is coherent, and psychologically tenable.
The guide-post which first put me on the right track was this question—what is the true etymological significance of the various symbols for the idea "good" which have been coined in the various languages? I then found that they all led back to the same evolution of the same idea—that everywhere "aristocrat," "noble" (in the social sense), is the root idea, out of which have necessarily developed "good" in the sense of "with aristocratic soul," "noble," in the sense of "with a soul of high calibre," "with a privileged soul"—a development which invariably runs parallel with that other evolution by which "vulgar," "plebeian," "low," are made to change finally into "bad." The most eloquent proof of this last contention is the German word "schlecht" itself: this word is identical with "schlicht"—(compare "schlechtweg" and "schlechterdings")—which, originally and as yet without any sinister innuendo, simply denoted the plebeian man in contrast to the aristocratic man. It is at the sufficiently late period of the Thirty Years' War that this sense becomes changed to the sense now current. From the standpoint of the Genealogy of Morals this discovery seems to be substantial: the lateness of it is to be attributed to the retarding influence exercised in the modern world by democratic prejudice in the sphere of all questions of origin. This extends, as will shortly be shown, even to the province of natural science and physiology, which prima facie is the most objective. The extent of the mischief which is caused by this prejudice (once it is free of all trammels except those of its own malice), particularly to Ethics and History, is shown by the notorious case of Buckle: it was in Buckle that that plebeianism of the modern spirit, which is of English origin, broke out once again from its malignant soil with all the violence of a slimy volcano, and with that salted, rampant, and vulgar eloquence with which up to the present time all volcanoes have spoken.
With regard to our problem, which can justly be called an intimate problem, and which elects to appeal to only a limited number of ears: it is of no small interest to ascertain that in those words and roots which denote "good" we catch glimpses of that arch-trait, on the strength of which the aristocrats feel themselves to be beings of a higher order than their fellows. Indeed, they call themselves in perhaps the most frequent instances simply after their superiority in power (e.g. "the powerful," "the lords," "the commanders"), or after the most obvious sign of their superiority, as for example "the rich, "the possessors" (that is the meaning of arya; and the Iranian and Slav languages correspond). But they also call themselves after some characteristic idiosyncrasy; and this is the case which now concerns us. They name themselves, for instance, "the truthful": this is first done by the Greek nobility whose mouthpiece is found in Theognis, the Megarian poet. The word [TEXT NOT REPRODUCIBLE IN ASCII], which is coined for the purpose, signifies etymologically "one who is," who has reality, who is real, who is true; and then with a subjective twist, the "true," as the "truthful": at this stage in the evolution of the idea, it becomes the motto and party cry of the nobility, and quite completes the transition to the meaning "noble," so as to place outside the pale the lying, vulgar man, as Theognis conceives and portrays him—till finally the word after the decay of the nobility is left to delineate psychological noblesse, and becomes as it were ripe and mellow. In the word [TEXT NOT REPRODUCIBLE IN ASCII] as in [TEXT NOT REPRODUCIBLE IN ASCII] (the plebeian in contrast to the [TEXT NOT REPRODUCIBLE IN ASCII]) the cowardice is emphasised. This affords perhaps an inkling on what lines the etymological origin of the very ambiguous [TEXT NOT REPRODUCIBLE IN ASCII] is to be investigated. In the Latin malus (which I place side by side with [TEXT NOT REPRODUCIBLE IN ASCII]) the vulgar man can be distinguished as the dark-coloured, and above all as the black-haired ("hic niger est"), as the pre-Aryan inhabitants of the Italian soil, whose complexion formed the clearest feature of distinction from the dominant blondes, namely, the Aryan conquering race:—at any rate Gaelic has afforded me the exact analogue—Fin (for instance, in the name Fin-Gal), the distinctive word of the nobility, finally—good, noble, clean, but originally the blonde-haired man in contrast to the dark black-haired aboriginals. The Celts, if I may make a parenthetic statement, were throughout a blonde race; and it is wrong to connect, as Virchow still connects, those traces of an essentially dark-haired population which are to be seen on the more elaborate ethnographical maps of Germany with any Celtic ancestry or with any admixture of Celtic blood: in this context it is rather the pre-Aryan population of Germany which surges up to these districts. (The same is true substantially of the whole of Europe: in point of fact, the subject race has finally again obtained the upper hand, in complexion and the shortness of the skull, and perhaps in the intellectual and social qualities. Who can guarantee that modern democracy, still more modern anarchy, and indeed that tendency to the "Commune," the most primitive form of society, which is now common to all the Socialists in Europe, does not in its real essence signify a monstrous reversion—and that the conquering and master race—the Aryan race, is not also becoming inferior physiologically?) I believe that I can explain the Latin bonus as the "warrior": my hypothesis is that I am right in deriving bonus from an older duonus (compare bellum-duellum = duen-lum, in which the word duonus appears to me to be contained.) Bonus accordingly as the man of discord, of variance, "entzweiung" (duo), as the warrior: one sees what in ancient Rome "the good" meant for a man. Must not our actual German word gut mean "the godlike, the man of godlike race"? and be identical with the national name (originally the nobles' name) of the Goths?
The grounds for this supposition do not appertain to this work.
Above all, there is no exception (though there are opportunities for exceptions) to this rule, that the idea of political superiority always resolves itself into the idea of psychological superiority, in those cases where the highest caste is at the same time the priestly caste, and in accordance with its general characteristics confers on itself the privilege of a title which alludes specifically to its priestly function. It is in these cases, for instances, that "clean" and "unclean" confront each other for the first time as badges of class distinction; here again there develops a "good" and a "bad," in a sense which has ceased to be merely social. Moreover, care should be taken not to take these ideas of "clean" and "unclean" too seriously, too broadly, or too symbolically: all the ideas of ancient man have, on the contrary, got to be understood in their initial stages, in a sense which is, to an almost inconceivable extent, crude, coarse, physical, and narrow, and above all essentially unsymbolical. The "clean man" is originally only a man who washes himself, who abstains from certain foods which are conducive to skin diseases, who does not sleep with the unclean women of the lower classes, who has a horror of blood—not more, not much more! On the other hand, the very nature of a priestly aristocracy shows the reasons why just at such an early juncture there should ensue a really dangerous sharpening and intensification of opposed values: it is, in fact, through these opposed values that gulfs are cleft in the social plane, which a veritable Achilles of free thought would shudder to cross. There is from the outset a certain diseased taint in such sacerdotal aristocracies, and in the habits which prevail in such societies—habits which, averse as they are to action, constitute a compound of introspection and explosive emotionalism, as a result of which there appears that introspective morbidity and neurasthenia, which adheres almost inevitably to all priests at all times: with regard, however, to the remedy which they themselves have invented for this disease—the philosopher has no option but to state, that it has proved itself in its effects a hundred times more dangerous than the disease, from which it should have been the deliverer. Humanity itself is still diseased from the effects of the naïvetés of this priestly cure. Take, for instance, certain kinds of diet (abstention from flesh), fasts, sexual continence, flight into the wilderness (a kind of Weir-Mitchell isolation, though of course without that system of excessive feeding and fattening which is the most efficient antidote to all the hysteria of the ascetic ideal); consider too the whole metaphysic of the priests, with its war on the senses, its enervation, its hair-splitting; consider its self-hypnotism on the fakir and Brahman principles (it uses Brahman as a glass disc and obsession), and that climax which we can understand only too well of an unusual satiety with its panacea of nothingness (or God:—the demand for a unio mystica with God is the demand of the Buddhist for nothingness, Nirvana—and nothing else!). In sacerdotal societies every element is on a more dangerous scale, not merely cures and remedies, but also pride, revenge, cunning, exaltation, love, ambition, virtue, morbidity:—further, it can fairly be stated that it is on the soil of this essentially dangerous form of human society, the sacerdotal form, that man really becomes for the first time an interesting animal, that it is in this form that the soul of man has in a higher sense attained depths and become evil—and those are the two fundamental forms of the superiority which up to the present man has exhibited over every other animal.
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Meet the Author
Friedrich Nietzsche was a nihilist philosopher, critic and poet who wrote several works of philosophy which have proven strongly influential since their initial publication in the late 19th century. After beginning his academic career as an expert in ancient Greek and Latin, Nietzsche would steadily advance into philosophy, becoming more convinced and sure of his arguments as time went by. Gradually, his writings became more polemical and provocative, criticising earlier philosophers, established institutions such as the Christian church, and its moral tenets in a series of vehement and swiftly paced writings which at times veer into humorous sarcasm. Nietzsche's final work was The Antichrist, which was completed a short time before a mental breakdown which rendered the scholar incapacitated for the final decade of his life. By the time of his death in 1900 at the age of 55, Nietzsche had assembled a large and devoted following, particularly within academic and scholarly circles, which continues to this day.
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