How to File a Financial Advice Complaint

How to File a Financial Advice Complaint

by Bonnie Kirchner
     
 

This is the eBook version of the printed book.

This Element is an excerpt from Who Can You Trust With Your Money? Get the Help You Need Now and Avoid Dishonest Advisors (9780137033652), by Bonnie Kirchner. Available in print and digital formats.

 

When to file a complaint, how to do it, and what to expect after you do.

Overview

This is the eBook version of the printed book.

This Element is an excerpt from Who Can You Trust With Your Money? Get the Help You Need Now and Avoid Dishonest Advisors (9780137033652), by Bonnie Kirchner. Available in print and digital formats.

 

When to file a complaint, how to do it, and what to expect after you do.

 

Investors may not be aware that they are being taken advantage of because there hasn’t been obvious misappropriation of their funds, and the only clues may be disappointing investment returns. According to FINRA, you should be aware that certain types of conduct in the securities industry are prohibited, including the following…

Product Details

ISBN-13:
9780132178778
Publisher:
Pearson Education
Publication date:
06/30/2010
Series:
FTPress Executive Briefs
Sold by:
Barnes & Noble
Format:
NOOK Book
Pages:
8
File size:
264 KB

Meet the Author

Bonnie Kirchner, a CERTIFIED FINANCIAL PLANNER™, holds a B.S. in Financial Counseling and Planning from Purdue and a Masters degree in Taxation from Bentley University. For several years, she was a fixture on the Boston radio and television scene, providing financial information to millions of people. She was also married to Brad Bleidt, a charming, clever financial advisor who ran one of the country's largest Ponzi investment scams before Madoff, giving her extraordinary personal insight into both scammers and their unwitting victims.

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