Investment Adviser Regulation in a Nutshell / Edition 1

Investment Adviser Regulation in a Nutshell / Edition 1

by Jeffrey J. Haas, Steven R. Howard
     
 

This book is designed for those interested in

learning the fundamentals of investment adviser

regulation as set forth primarily in the Investment

Advisers Act of 1940 and the rules and regulations

promulgated by the Securities and Exchange Commission

thereunder. In particular, it is targeted towards

investment advisers and their chief

See more details below

Overview

This book is designed for those interested in

learning the fundamentals of investment adviser

regulation as set forth primarily in the Investment

Advisers Act of 1940 and the rules and regulations

promulgated by the Securities and Exchange Commission

thereunder. In particular, it is targeted towards

investment advisers and their chief compliance

officers. However, those associated with

mutual funds, hedge funds, private equity funds and

collateralized debt obligation (CDO) funds will likely

find it useful as well.

Product Details

ISBN-13:
9780314172655
Publisher:
West Academic
Publication date:
01/08/2008
Series:
Nutshell
Edition description:
New Edition
Pages:
618
Sales rank:
748,771
Product dimensions:
4.99(w) x 7.38(h) x 0.80(d)
Age Range:
3 Months

Customer Reviews

Average Review:

Write a Review

and post it to your social network

     

Most Helpful Customer Reviews

See all customer reviews >