McCaulay's Series 65 Sample Exams for the Uniform Investment Adviser Law Examination

Overview

This book will help investment professionals pass the Uniform Investment Adviser Law Examination. McCaulay's Series 65 Sample Exams contains four practice exams. The sample questions are the type that are most likely to appear on the Series 65 test and are in the same format as those on the exam. The questions are straightforward multiple choice questions with four choices and one best answer.

The book contains exams with a total of 520 questions, the equivalent of four complete...

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Overview

This book will help investment professionals pass the Uniform Investment Adviser Law Examination. McCaulay's Series 65 Sample Exams contains four practice exams. The sample questions are the type that are most likely to appear on the Series 65 test and are in the same format as those on the exam. The questions are straightforward multiple choice questions with four choices and one best answer.

The book contains exams with a total of 520 questions, the equivalent of four complete 130-question Series 65 Tests. Each 130-question practice test is followed by the answer key. After the answer key, the practice exam is displayed with the answers shown. If the question is a math question, the formulas to solve the question are shown. The questions by topic are in the same proportion as the topic weightings on the Series 65 Test

The questions cover every topic covered on the Series 65 Test, including Economic Factors and Business Information; Investment Vehicle Characteristics; Client Investment Recommendations and Strategies; and Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices.

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Product Details

  • ISBN-13: 9781481289641
  • Publisher: CreateSpace Publishing
  • Publication date: 12/22/2012
  • Pages: 142
  • Product dimensions: 8.50 (w) x 11.00 (h) x 0.30 (d)

Meet the Author

Philip Martin McCaulay is the President and CEO of the Professional Test Guide Corporation (PTGC). He has sold thousands of study guides and practice exam books in the fields of pensions, investments, finance, real estate, math, and massage therapy; including over 25 category top-100 bestsellers for Amazon's Kindle platform. His books Stockbroker Series 7 Exam General Securities Registered Representative Examination Practice Exams and Study Guide, McCaulay's Series 6 Practice Exams and Study Guide for the Investment Company Products/Variable Contracts Limited Representative Qualifications Examination, and McCaulay's Series 63 Practice Exams and Study Guide for the Uniform Securities Agent State Law Examination are top-25 bestsellers in the professional study guide category. His books are in the holdings of libraries all over the world including the Library of Congress.
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