NASD Stockbroker Series 7 Exam: Preparation Guide / Edition 1

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Overview

Built on a highly proven test-prep model, this new guide fully prepares users to pass the Series 7 Exam as well as excel in the seven critical functions of a registered representative. Unlike other test-prep materials available, this guide is structured around the seven critical functions of the registered representative - exactly how the Series 7 Exam is organized -leading to increased success in passing the exam. Exam Preparation book with Drill & Practice CD-ROM also available (0-324-22444-3).

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Product Details

  • ISBN-13: 9780324186956
  • Publisher: Cengage Learning
  • Publication date: 9/9/2003
  • Series: COMPASS Learning System Series
  • Edition description: New Edition
  • Edition number: 1
  • Pages: 560
  • Product dimensions: 8.56 (w) x 10.84 (h) x 0.82 (d)

Meet the Author


This was developed by South-Western and Gale, using the services of Publishers Resource Group (PRG), a subsidiary of Gale based in Austin, TX.
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Table of Contents

1. Seeking Business for the Broker-Dealer. 2. Evaluating Customers' Needs and Investment Objectives. 3. Providing Customers with Investment Information. 4. Managing Customer Accounts and Records. 5. Explaining Various Securities Markets. 6. Processing a Customer's Instructions. 7. Monitoring a Customer's Portfolio. Series 7: Securities Practice Exam #1. Series 7: Securities Practice Exam #2. Glossary. Index. Appendix 1: Answer Keys.

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