Raising Capital: Private Placement Forms & Techniques, Third Edition / Edition 3

Raising Capital: Private Placement Forms & Techniques, Third Edition / Edition 3

by J. Robert Brown Jr., Herbert B. Max
     
 

ISBN-10: 0735545790

ISBN-13: 9780735545793

Pub. Date: 12/31/1995

Publisher: Wolters Kluwer Law & Business

This unique resource provides practice tested forms and up-to-date expert guidance for successfully launching private placement investment transactions. The authors illustrate a variety of proven techniques for raising capital and explain ways to accommodate the investor's demands for protection while maintaining the flexibility necessary for efficient operation

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Overview

This unique resource provides practice tested forms and up-to-date expert guidance for successfully launching private placement investment transactions. The authors illustrate a variety of proven techniques for raising capital and explain ways to accommodate the investor's demands for protection while maintaining the flexibility necessary for efficient operation and growth in today's business and regulatory environment.

Raising Capital: Private Placement Forms, Third Edition contains a wealth of essential forms, entity formation agreements, investment agreements and instruments, debt financing forms, investor agreements, and materials relating to the federal securities laws. This book also includes a chapter addressing environmental concerns, and a new chapter on privacy concerns, as well as chapters on:
• Incorporation
• Stock Provisions
• Exemptions for Registration Under Federal Securities laws: Regulation D
• Resales
• Registration Rights (SEC Filings)

Also included in the subscription price is an electronic version of Raising Capital on CD-Rom, which includes all the forms in Rich Text Format.

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Product Details

ISBN-13:
9780735545793
Publisher:
Wolters Kluwer Law & Business
Publication date:
12/31/1995
Pages:
4628

Table of Contents

• Incorporation
• Subchapter S Corporations
• Small Business Investment Companies
• Partnerships
• Limited Liability Companies
• General Forms
• Investment and Purchase Agreements
• Subscription Agreements
• Environmental Concerns
• Privacy Concerns
• Stock Provisions
• Preferred Shares
• Code of Ethics
• Warrants and Options
• Letter of Intent and Underwriting Agreements
• Sarbanes-Oxley Compliance
• Debt Securities
• Security, Pledge, and Escrow Agreements
• Subordination
• Guarantees
• Agreements Between Investors and Shareholders
• Participation and Intercreditor Agreements
• The Americans with Disabilities Act
• Exemptions from Registration Under the Federal Securities Laws: Private Placements and Regulation D
• Resales
• Registration Rights (SEC Filings)
• Confidentiality Agreements
• Opinions of Counsel
• Troubled Asset Relief Program

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