Regulation and Governance of Mutual Funds: United Kingdom and United States of America Perspectives on Investor Protection

by Mohammed Khair Alshaleel

Overview

This book provides a detailed analysis of the mutual funds regulations and governance in the UK from the investor protection perspective. It will be the first substantial study of mutual funds governance mechanisms under the existing mutual funds laws and regulations in the UK.

Product Details

ISBN-13:	9780367651121
Publisher:	Taylor & Francis
Publication date:	05/27/2024
Series:	Routledge Research in Finance and Banking Law
Pages:	272
Product dimensions:	6.12(w) x 9.19(h) x (d)

About the Author

Mohammed Khair Alshaleel is Lecturer in Financial and Commercial Law at the University of Essex, UK.

Table of Contents

1. Introduction, PART 1: MUTUAL FUNDS: CONCEPT, GROWTH, AND HISTORY, 2. Mutual Funds: Meaning, Forms, and Operations, 3. Mutual Funds: Growth and History, PART 2: MUTUAL FUNDS REGULATION AND GOVERNANCE: THE QUEST FOR INVESTOR PROTECTION, 4. Mutual Funds Regulation: The UK, 5. Mutual Funds Prudential Regulation: The UK, 6. Governance of Mutual Funds: Comparative Accounts of the UK and US, 7. Regulation of Undertakings for Collective Investment in Transferable Securities: The EU, 8. Mutual Funds and Investor Protection in the UK: Past, Present, and Future