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Overview

Science and art are increasingly interconnected in the activities of the study and conservation of works of art. Science plays a key role in cultural heritage, from developing new analytical techniques for studying the art, to investigating new ways of preserving the materials for the future. For example, high resolution multispectral examination of paintings allows art historians to view underdrawings barely visible before, while the use of non-invasive and micro-sampling analytical techniques allow scientists to identify pigments and binders that help art conservators in their work. It also allows curators to understand more about how the artwork was originally painted.

Through a series of case studies written by scientists together with art historians, archaeologists and conservators, Science and Art: The Painted Surface demonstrates how the cooperation between science and humanities can lead to an increased understanding of the history of art and to better techniques in conservation. The examples used in the book cover paintings from ancient history, Renaissance, modern, and contemporary art, belonging to the artistic expressions of world regions from the Far East to America and Europe. Topics covered include the study of polychrome surfaces from pre-Columbian and medieval manuscripts, the revelation of hidden images below the surface of Van Gogh paintings and conservation of acrylic paints in contemporary art.

Presented in an easily readable form for a large audience, the book guides readers into new areas uncovered by the link between science and art. The book features contributions from leading institutions across the globe including the Metropolitan Museum of Art, New York; Art Institute of Chicago; Getty Conservation Institute; Opificio delle Pietre Dure, Firenze; National Gallery of London; Tate Britain; Warsaw Academy of Fine Art and the National Gallery of Denmark as well as a chapter covering the Thangka paintings by Nobel Prize winner Richard Ernst.


Product Details

ISBN-13: 9781849738187
Publisher: RSC
Publication date: 08/14/2014
Pages: 620
Product dimensions: 6.20(w) x 9.10(h) x 1.60(d)

About the Author

Antonio Sgamellotti is an Academician of Lincei and Professor of Inorganic Chemistry at the University of Perugia. He is also Co-founder of the Center of Excellence SMAArt (Scientific Methodologies applied to Archaeology and Art). His research interests include advanced computations on chemistry, electronic and structural properties of molecules and inorganic materials, spectroscopic properties and characterization of archaeological and art-historical artefacts.

Brunetto Giovanni Brunetti is a Full Professor of General and Inorganic Chemistry at the University of Perugia. He is also the coordinator for the European project CHARISMA (Cultural Heritage Advanced Research Infrastructures: Synergy for a Multidisciplinary Approach to Conservation/Restoration) and President of the Center of Excellence SMAArt (Scientific Methodologies applied to Archaeology and Art).

Costanza Miliani is a researcher at the CNR Institute of Molecular Science and Technology (CNR-ISTM) and coordinator of the mobile laboratory MOLAB of the CHARISMA project. His research interests include non-invasive spectroscopic techniques for in-situ investigations on cultural heritage.

Read an Excerpt

Science and Art

The Painted Surface


By Antonio Sgamellotti, Brunetto Giovanni Brunetti, Costanza Miliani

The Royal Society of Chemistry

Copyright © 2014 The Royal Society of Chemistry
All rights reserved.
ISBN: 978-1-84973-818-7



CHAPTER 1

Science and Art — My Two Passions


RICHARD R. ERNST

Laboratorium für Physikalische Chemie, ETH Zürich, Switzerland Email: Richard.Ernst@nmr.phys.chem.ethz.ch

What a magnificent life spending most of my time and effort on beloved passions! My two major loves are indeed SCIENCE and ART. It is even better when two interests match, complement, and overlap each other in a harmonious fashion. Naturally, other fascinations have also brought excitement and thrills into my past 80 years. But nuclear magnetic resonance spectroscopy (NMR), a prominent member of analytical chemistry, on the one hand, and Tibetan painting art, a fascinating visual feast, on the other, have provided the best conceivable life ever.

I did not wilfully select science and art as my passions. It all happened by chance, by encounters that were arranged by whatever is governing destiny. I love the term "chance" without having to enact a beneficial originator, acting behind the scenes. I know that without my personal contributions, destiny could not have achieved its goals. However, the indispensable personal contributions were also inspired by circumstances, and it is not justified to derive personal meritoriousness from the lucky outcome.


1.1 MY PATHWAY INTO SCIENCE

I was born into a family that already manifested the technical and artistic genes which determined the course of my life. My father was teaching architecture at the local technical high school (Technikum Winterthur) and on the other hand, regularly playing the cello in chamber music groups. The city of Winterthur also provided the same kind of two-sided inspiration with the heavy machine factories of Sulzer and Rieter, on the one hand, and the magnificent European art collections of Oskar Reinhart, on the other. The availability of resources provided the indispensable link between art and industry in "my" city. It was clear that I could never assemble a comparable personal art collection, with my lacking financial basis.

There was still another artistic motivation: the radiance of the superb symphony orchestra of Winterthur, sponsored by Oskar Reinhart's brother Werner who lived on the same road as my parents. Music became my nurturing element during the early period of my life. In fact, I felt a strong desire to become a musical composer and I dreamed of sitting with closed eyes in the concert hall listening to "my" music being played by the Winterthur orchestra. I learned to play the cello, following the tradition set by my father, although I would have preferred to master the piano, which is handier for a would-be composer.

My scientific drive originated from the desire to explore the surroundings. In the attic of our old house, built in 1898 by my grandfather, I discovered a wooden box full of chemicals, the last remainders of an uncle who died in 1923. They inspired my first chemical adventures in the basement of our house, leading to explosions and other surprising effects. Fortunately, our house and I survived, nurturing my decision to study chemistry at ETH Zurich. The undergraduate studies were disappointing because pure phenomenology prevailed in organic, inorganic, and technical chemistry. Thus, I went into physical chemistry, hoping to find a better basis for comprehending my observations. In particular, spectroscopy became my preferred tool of exploration. My thesis advisor, Prof. Hs. H. Günthard, suggested that I acquaint myself with nuclear magnetic resonance (NMR), an upcoming analytical method that was "worth investing a lifetime". It was not clear to me from the beginning that NMR could provide the keys for opening the treasure chest of nature: NMR was exceedingly slow and insensitive. But I helped myself by shaping and polishing the keys until they indeed allowed fascinating glimpses behind the scenes of nature. Under the guidance of Hans Primas, I helped to complete the construction of a 25 MHz NMR spectrometer, based on a 6k Gauss permanent magnet.

In 1964, I was in the midst of my first professional employment at Varian Associates, Palo Alto, California, when it became clear to my American boss Weston A. Anderson and to me that a multiple channel NMR concept might lead to the urgently needed sensitivity improvement. Simultaneous data acquisition by pulse excitation proved to be the magic trick that enabled high-sensitivity Fourier-transform NMR. NMR became a fantastic tool for exploring materials and objects of nature of all kinds — except for bulky objects of art. They just did not fit into the narrow gap of the magnets used for polarizing the atomic nuclei, or into our standard 5 mm sample tubes.


1.2 MY ADVENTURES IN TIBETAN PAINTING ART

My early NMR experience did not provide an easy link to art to justify a contribution to the book "Science and Arts" that lies on your desk. I had to be patient to become accidentally exposed also to Tibetan painting art, my dormant second passion. In 1968, I returned with my family from California to Switzerland, and we took a detour via Asia. In the market in Kathmandu, Nepal, I stumbled unexpectedly across a Tibetan painting. I was struck by its fantastic colourfulness, and I bought it (Figure 1.1). At the beginning, I had no clues to comprehend its spiritual meaning. My science background was not particularly helpful in understanding its secret messages. Only much later did I learn about Buddhism and the role of the 16 Arhats, four of which are shown on "our" first thangka. But the fascination for this kind of art from a "different world" caught me; and step by step, I became a collector of Tibetan scroll paintings.

It took a while to localize the commercial channels by which some Tibetan items came to the West and to Switzerland. My professional life, back in Switzerland, was at the beginning neither productive nor pleasant. A serious nervous breakdown in 1969, caused by private and professional inadequacies, kept me from scientific endeavours for several months. I was forced to spend a convalescence stage near the beautiful city of Lugano and had the leisure to browse through some curio shops in this tourist's place. By another pure chance, I discovered in a Cuckoo-clock shop (!) two ancient thangkas and a gilded bronze figure, having just arrived from Tibet by Tibetan refugees or dealers. One of the two thangkas represents the conqueror of death, Yamantaka, a frightful dark-blue deity with nine heads and uncountable arms; eight heads possess an angry complexion, while the top head looks peaceful and belongs to the Bodhisattva Manjushri, the deity of wisdom. Our Yamantaka painting from 1590–1620 is reproduced in refs 18 and 19. Yamantaka struck me as a fitting metaphor for a scientist who needs the strength and endurance of the fierce deity and at the same time the benevolent wisdom of Manjushri to be successful.

The gilded bronze figure, bought on the same occasion, represents Avalokitesvara, the deity of compassion. A legend tells that he, a Bodhisattva, was once looking down onto the misery of people, and in pity, his head decomposed into eleven pieces that formed, after reassembly, his eleven heads. His top head represents the all-encompassing spirit of Amitabha, the Buddha of our world. Nine heads are peaceful, reflecting compassion, while the last head has the frightful complexion of Mahakala, a protector of Dharma, the Buddhist creed. The bronze figure of Avalokitesvara stems from the 18th century, possibly from Beijing, while the Yamantaka thangka was painted at the monastery of Ngor in Central Tibet, to be mentioned later. The date of the Yamantaka painting can be deduced from the lineage or the "family tree" of teachers, going back to Buddha Shakyamuni, shown at the borders of the painting. The individual teachers are identified by gold ink inscriptions. The last teacher must be contemporary with the painting itself. He lived around 1600. The second Tibetan painting, acquired in the same shop, is the central subject of the last part of this article (Figures 1.7–1.9). The unification of opposing aspects in thangka paintings and in bronze figures is quite typical for Buddhist art that attempts to establish harmonizing bridges between extremes to emphasize the need of peaceful coexistence on the "middle way".


1.3 SCIENTIFIC TOOLS FOR THE ANALYSIS OF ANCIENT PAINTINGS

Before describing in some detail four paintings from our rather extensive collection, let me introduce the scientific tools that I found useful for studies of scroll paintings.


1.3.1 Age Determination of Paintings

The most reliable physical method for determining the age of thangkas is carbon-14 analysis. The age of the cotton canvas can be determined based on the fact that during the growth of the cotton fibres, radioactive [sup.14]C is incorporated into the fibres. The extent of the subsequent decay of radioactivity (with a half-life of 5730 years) allows one to estimate the age of the cotton. The [sup.14]C method has, however, several limitations:

1. When the cotton fibres were already ancient when the painting was done, an erroneous age is determined.

2. It is particularly difficult to date wooden objects, such as book covers, due to the fact that the piece of wood, used as an indicator of age, was growing over as many as several hundred years. The outer parts of a tree stem are younger than the central core.

3. The production rate of radioactivity depends on the temporal sun activity that can vary significantly, leading to an irregular activity–time curve, sometimes even with several dates matching an observed radioactivity (see Figure 1.4). Especially for more recent dates, between 1650 and 2000, the correlation of radioactivity and time becomes so flat and irregular that any accurate dating is no longer possible.


1.3.2 Methods of Pigment Analysis

We demonstrate possibilities to identify pigments for getting a further insight into age and possibly provenience of paintings. We will deal with:

(i) Infrared reflectography and

(ii) Pigment analysis by Raman spectroscopy.

Further scientific approaches, which cannot be elaborated in the present context, are:

(iii) X-ray fluorescence and

(iv) Fourier infrared spectroscopy.

The two techniques to be dealt with here are special due to the fact that they are true in situ techniques that require no sample preparation and are best suited for exploring precious historical artefacts where the taking of samples is undesirable. Both techniques are readily available in the tiny "home"-laboratory of the author with just 16 [m.sup.2].


1.3.3 Infrared Reflectography

Infrared reflectography is a simple means for classifying the pigments into two classes: IRt pigments are transparent for infrared light, and IRnt pigments are non-transparent for infrared light. Prominent IRt pigments are: cinnabar (red), red lead (red), orpiment (yellow), realgar (orange), pararealgar (yellow), ultramarine blue or lazurite, Prussian blue, indigo (blue), and emerald green. Among the IRnt pigments, we find azurite (blue), malachite (green), atacamite (green), brochantite (green), botallackite (green), carbon black, and a few more.

Almost any digital camera can be converted into an IR-sensitive one by attaching an infrared-pass filter, such as a Hoya R72 or a Hoya RM90. The Hoya R72 filter rejects visible light less completely than the RM90 filter. Therefore, it is often possible to use the auto-focus feature of the camera, making the focusing of the camera easier than with the RM90 filter where trial and error focusing is required.

The predominance of IRt pigments proves to be fortunate for observing the marks of the master-painter for the pigments to be applied to the marked areas. Normally, these marks are covered in the finished painting by pigments; but they can be made visible by IR photography, except for the marks underneath IRnt pigments.

A simple alternative for on the spot IR measurements is by using an IR scope, such as the FIND-R-SCOPE of FJR Optical Systems, Inc, that allows one to peek through the transparent pigment layers, without the need for taking a photograph.

Figure 1.5 compares a normal photograph of thangka ET69 with an IR photograph. The selectivity of the IR-pass filter is apparent.


1.3.4 Raman Spectroscopy

Raman spectroscopy proved to be an ideal technique for the identification of pigments in thangka paintings. It is non-destructive (at low laser power) and is highly specific, particularly for inorganic pigments.

The principle of Raman measurements is simple: by means of a monochromatic laser beam, the vibrations of the pigments are excited. The stray light contains, in addition to the laser frequency itself, difference and sum frequencies of laser and vibration modes. The recorded local Raman spectra can be utilized for characterizing the distribution of pigments in the painting under investigation.

Two drawbacks of Raman spectroscopy need to be mentioned:

(i) Raman signals are relatively weak and require reasonably high local pigment concentrations. Raman is unsuitable for trace analysis.

(ii) Broad-band spectral emission, caused by the laser excitation, called fluorescence, can be orders of magnitude stronger than the faint Raman lines, inhibiting their detection. By a judicious choice of the exciting laser frequency, it is often possible to minimize this handicap of Raman spectroscopy.


The author has constructed an arrangement by which large-format paintings can be explored by a mobile Raman microscope attached to a gantry on wheels. In this manner, thangkas with a size up to two square metres are accessible for local high-resolution studies under computer control.

The Raman spectrometer in use is a Bruker-Optics Senterra instrument that operates in a dispersive mode with three optional lasers:

RL: red solid state laser with a wavelength of 785 nm,

GL: green solid state laser with a wavelength of 532 nm, and

HNL: helium-neon laser with a wavelength of 633 nm.

The RL laser has a restricted Raman frequency range with strong attenuation above ~2000 [cm.sup.-1]. The GL and HNL lasers possess wider Raman frequency ranges but may suffer from excessive fluorescence. For red and yellow pigments, the RL laser gives usually optimal results, while for blue and green pigments, the GL and HNL lasers perform best, despite the inherent fluorescence problems.

Another option is to take advantage of a Fourier-transform (FT) Raman microscope that uses an infrared laser with a significantly reduced chance of fluorescence. But FT Raman instruments are more elaborate and expensive than dispersive Raman microscopes.


1.4 EXPLORING FOUR THANGKA PAINTINGS OF DIFFERENT KINDS

1.4.1 Thangka Painting with Four Arhats, ET1

The thangka shown in Figure 1.1 is the very first one that the author acquired accidentally in Nepal in 1968. It stems from a series of seven thangkas displaying all 16. According to a label attached to the back, "our" thangka is "number 2 on the right side" (g.yas 2) within a series of seven paintings with Sakyamuni on the centre thangka, flanked by the 16 Arhats, together with four Guardians, that populate the other six paintings. On our thangka, we find the four Arhats (from the top left) Kanakavatsa ("the one with the golden calf") who was teaching in the Punjab; Vajriputra ("the son of King Udayana") who was teaching on some islands in the Indian Ocean; Bhadra ("the charioteer's son of Buddha's father") was teaching between Yamuna and Ganges Rivers; and Kanaka Bhadradvajra ("who created gold"), was active in Maharashtra. Each of the Arhats is accompanied by a disciple, and all of them are immersed in a paradisiacal landscape.

Experts can easily recognize this thangka being of more recent origin, created at the end of the 18th century or during the course of the 19th century. [sup.14]C-dating is not feasible for such a "recent" thangka. But the pigment analysis by Raman spectroscopy, shown in Figure 1.2, provides some clues about its age. The pigments of the orange-red-brown dresses are traditional: the red pigment is cinnabar, HgS, the orange pigment is red lead, [Pb.sub.3][O.sub.4], and the darker red is a mixture of red lead and carbon black. The blue consists of high quality azurite, [Cu.sub.3][(C[O.sub.3]).sub.2][(OH).sub.2]. The different shades of green consist of mixtures of malachite, [Cu.sub.2]C[O.sub.3][(OH).sub.2], and emerald green, Cu[(C[H.sub.3]COO).sub.2] Cu[(As[O.sub.2]).sub.2]. Finally, the bright yellow represents synthetic chrome yellow, PbCr[O.sub.4], that was on the market after 1809. The synthetic pigment emerald green was first prepared and made commercially available in 1814. The presence of these two pigments dates the painting well into the 19th century. It is probable that the thangka still stems from the first half of the 19th century.

The presence of imported pigments suggests that the thangka comes from a place near a trade route (such as Amdo) rather than from a remote mountain resort. The poetic painting style with beautiful lotus flowers and animals indicates Tibetan–Chinese origin going back to a painting tradition that had already started during the Ming period.


(Continues...)

Excerpted from Science and Art by Antonio Sgamellotti, Brunetto Giovanni Brunetti, Costanza Miliani. Copyright © 2014 The Royal Society of Chemistry. Excerpted by permission of The Royal Society of Chemistry.
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Table of Contents

Science and Art - My Two Passions; Study and Laser Uncovering of Hypogean Early Christian Wall Painting of Roma’s Catacombs of Santa Tecla and Domitilla; Scientific Examination for the Investigation and Conservation of Far East Asian Mural Paintings; Maya Mural Paintings in Calakmul: Pictorial Technique and Conservation; The Colours of Indigenous Memory: Non-Invasive Analyses of Pre-Hispanic Mesoamerican Codices; Material Study of the Codex Colombino; Unveiling the Artistic Technique of the Florentine Codex: When the Old World and The New World Met; Colour In Medieval Portuguese Manuscripts: Between Beauty and Meaning; The Wall Paintings of the Monumental Cemetery of Pisa: The War, the Restoration, the Conservation;The Chemistry and Chemical Investigation of the Transition from Egg Tempera Painting To Oil In Italy In The 15th Century; Multi-Criterial Studies of The Masterpiece ‘The Last Judgement’, A Triptych Attributed To Hans Memling, At The National Museum of Gdańsk (2010-2013); Science and Conservation the Florentine O.P.D. and Raphael’s Madonna of The Goldfinch; Underdrawing In the Renaissance Paintings; An Integrated Approach To The Study and Preservation of Paintings Using Laser Light Technology; Diagnosis, Analysis and Cleaning; « Mens Agitat Molem »: New Insights into Nicolas Poussin’s Painting Technique by X-Ray Diffraction and Fluorescence Analyses; Japanese Painting of the Eighteen Century; As Time Passed By Came Sunset. Christen Købke’s View of Lake Sortedam, Its Genesis and Colour Changes; Examination of Vincent Van Gogh’s Paintings and Pigments by Means of State-of-The-Art Analytical Methods; A Vibrant Surface: Investigating Color, Texture and Transparency in Winslow Homer’s Watercolors; After The Fact; Evaluating Our Interdisciplinary Study of Mondrian’s Victory Boogie Woogie; Argentinean Murals: Conservation and Characterization of Pictorial Techniques; Material and Technical Studies of Some Paintings by Candido Portinari, A Major Brazilian Modernist Painter; Modern Painted Palimpsests. Deciphering the Artworks of Osvaldo Licini; The Burri Project: Researches for Technique and Conservation; John Hoyland: A British Master of Acrylic Painting; Outdoor Painted Surfaces in Contemporary Art; The Elusive and Transitory Materials in Contemporary Drawings;
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