Securities Regulation Statutory Supplement 2012

Securities Regulation Statutory Supplement 2012

by Cox
     
 

Designed specifically for the Securities Regulation course, this statutory supplement contains all of the relevant statutes, rules, and forms needed — in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors' own

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Overview

Designed specifically for the Securities Regulation course, this statutory supplement contains all of the relevant statutes, rules, and forms needed — in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors' own Securities Regulation: Cases and Materials, Sixth Edition.

The 2009 Edition features:

• The Securities Exchange Act Rules:

• Rules and Forms
Rule 10b-21, naked short sales
• Rule 12h-6, deregistration of foreign issuers
• Rule 14a-16, Internet Availability of Proxy Materials
• Rule 14a-17, internet shareholder forums
• Section 15A(14), the military sales clause
• Section 15E, regarding credit rating agencies
• Rule 17g-1 through 17g-6, new credit rating agency regulations
• SEC amendment to Rule 146(b)(2), adding new subsection (v) referencing "The Nasdaq Capital Market"

The Investment Advisers Act

• Section 206(4)-8, hedge fund antifraud rule

• Regulations S-K, S-X, M, SHO, M-A, AC, FD, and G
• Securities Act of 1933

• Rules and Forms
SEC Rule 151a, defining the terms "annuity contract" and "optional annuity contract"

• Rules of Practice and Investigations (Standards of Professional Conduct for Attorneys)
• Staff Accounting Bulletins
• Sarbanes-Oxley Act 2002
• Investment Advisers Act of 1940
• Advisers Act Rules
• Investment Company Act of 1940
• Investment Company Act Rules

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Product Details

ISBN-13:
9781454811046
Publisher:
Wolters Kluwer Law & Business
Publication date:
07/27/2012
Pages:
1110
Product dimensions:
6.90(w) x 9.90(h) x 1.80(d)

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