Series 65 Sample Exams

by Philip Martin McCaulay

Overview

This book will help investment professionals pass the Uniform Investment Adviser Law Examination. It contains four practice exams. The sample questions are the type that are most likely to appear on the Series 65 test and are in the same format as those on the exam. The questions are straightforward multiple choice questions with four choices and one best answer.The book contains exams with a total of 520 questions, the equivalent of four complete 130-question Series 65 Tests. Each 130-question practice test is followed by the answer key. After the answer key, the practice exam is displayed with the answers shown. If the question is a math question, the formulas to solve the question are shown. The questions by topic are in the same proportion as the topic weightings on the Series 65 test The questions cover every topic covered on the Series 65 test, including Economic Factors and Business Information; Investment Vehicle Characteristics; Client Investment Recommendations and Strategies; and Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices.

Product Details

ISBN-13:	9781499235654
Publisher:	CreateSpace Publishing
Publication date:	04/22/2014
Series:	Nasaa Series 63, 65, and 66 Practice Exams and Study Guides
Pages:	142
Product dimensions:	8.50(w) x 11.00(h) x 0.30(d)
Age Range:	1 - 17 Years

About the Author

Philip Martin McCaulay has sold thousands of study guides and practice exam books in the fields of pensions, investments, finance, real estate, math, and massage therapy; including over thirty category top-100 bestsellers for Amazon's Kindle platform. His books on the Series 6, 7, 63, 65, and 66 exams are top-25 bestsellers in the professional study guide category. His books are in the holdings of libraries all over the world including the Library of Congress. He has also written category bestsellers in card games, history, and cooking.

Philip Martin McCaulay is an actuary with a BA in Mathematics from Indiana University. He is a Fellow of the Society of Actuaries (FSA), an Enrolled Actuary (EA), a Fellow of the Conference of Consulting Actuaries (FCA), and a Member of the American Academy of Actuaries (MAAA). He is an elected member of the Society of Actuaries Pension Section Council and serves on the Pension Section Communication Team. He is the editor of the Society of Actuaries Pension Section News. He volunteers to write, publish, and ship free copies of books to troops and military families through Operation Paperback.