Tools of Effective Compliance: Proven Measures for Compliance Officers

by Thomas Schneider

Overview

Unlike many standard works on compliance, this book focuses not on the goals, but on the means that enable effective compliance. From the internal perspective of the compliance officer, everyday problems are addressed and solved with the help of concrete, tried-and-tested measures. Based on the tension between profit generation and compliance, ethical principles as well as the appearance of compliance, its handling of contacts and its procedure in the event of violations are also discussed. Psychological and sociological insights broaden the perspective, put people at the center and offer new starting points for the design of successful compliance.

Product Details

ISBN-13:	9783662667477
Publisher:	Springer Berlin Heidelberg
Publication date:	01/10/2023
Edition description:	1st ed. 2023
Pages:	236
Product dimensions:	6.61(w) x 9.45(h) x (d)

About the Author

Thomas Schneider holds a degree in business administration. After working for many years as an internal auditor for a Dax 30 company, he has been responsible for the compliance management of a medium-sized steel trader in Essen for several years. He regularly publishes articles and books on the subject of compliance and speaks at conferences.

Table of Contents

Background and foundation of compliance.- Decisions, goals, and planning.- Compliance officer appearance.- Supervisors, groups, and entry-level employees.- Partners, allies, competitors.- Audits and training.- Conflicts, compliance violation, and detection.- Development and perspectives.