Why Sex Matters: A Darwinian Look at Human Behavior

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Overview

Why are men, like other primate males, usually the aggressors and risk takers? Why do women typically have fewer sexual partners? Why is killing infants routine in some cultures, but forbidden in others? Why is incest everywhere taboo? Bobbi Low ranges from ancient Rome to modern America, from the Amazon to the Arctic, and from single-celled organisms to international politics to show that these and many other questions about human behavior largely come down to evolution and sex. More precisely, as she shows in this uniquely comprehensive and accessible survey of behavioral and evolutionary ecology, they come down to the basic principle that all organisms evolved to maximize their reproductive success and seek resources to do so.

Low begins by reviewing the fundamental arguments and assumptions of behavioral ecology: selfish genes, conflicts of interest, and the tendency for sexes to reproduce through different behaviors. She explains why in primate species--from chimpanzees and apes to humans--males seek to spread their genes by devoting extraordinary efforts to finding mates, while females find it profitable to expend more effort on parenting. Low illustrates these sexual differences among humans by showing that in places as diverse as the parishes of nineteenth-century Sweden, the villages of seventeenth-century China, and the forests of twentieth-century Brazil, men have tended to seek power and resources, from cattle to money, to attract mates, while women have sought a secure environment for raising children. She makes it clear, however, they have not done so simply through individual efforts or in a vacuum, but that men and women act in complex ways that involve cooperation and coalition building and that are shaped by culture, technology, tradition, and the availability of resources. Low also considers how the evolutionary drive to acquire resources leads to environmental degradation and warfare and asks whether our behavior could be channeled in more constructive ways.

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Editorial Reviews

Detroit News
An excellent . . . analysis of the most fundamental aspects of human life—sex, violence, power—through an evolutionary lens.
— Cathy Young
Choice
A comprehensive survey of behavioral and evolutionary ecology. . . .Why Sex Matters should interest a broad range of readers because it attempts to explain human nature.
American Scientist
Deftly written. . . A very thorough review of the current state of the art of human behavioral biology.
— Craig B. Stanford
Times Higher Education Supplement
An excellent example of how evolutionary theory can be applied to human behavior without hyperbole.
— Ian Penton-Voak
Washington Post Book World
A broad-ranging and well-researched look at the way biology continues to affect men and women.
— Sally Squires
American Journal of Human Biology
Low makes clear why sex matters. Indeed, her book makes clear why a human sociobiology matters. Why Sex Matters matters.
— Jeffrey A. Kurland
BioScience
A compelling and comprehensive synthesis of what is known (and not known) about the evolutionary basis for complex behaviors in humans and other species. Low clearly and convincingly explains . . . why sex matters.
— Robert Costanza
The New York Times Book Review
A useful survey of what is known about behavioral sex differences in animals and humans, covering biology, anthropology, sociology and history. It is clear and informative.
— Colin McGinn
The New York Times Book Review - Colin McGinn
A useful survey of what is known about behavioral sex differences in animals and humans, covering biology, anthropology, sociology and history. It is clear and informative.
Detroit News - Cathy Young
An excellent . . . analysis of the most fundamental aspects of human life—sex, violence, power—through an evolutionary lens.
American Scientist - Craig B. Stanford
Deftly written. . . A very thorough review of the current state of the art of human behavioral biology.
Times Higher Education Supplement - Ian Penton-Voak
An excellent example of how evolutionary theory can be applied to human behavior without hyperbole.
Washington Post Book World - Sally Squires
A broad-ranging and well-researched look at the way biology continues to affect men and women.
American Journal of Human Biology - Jeffrey A. Kurland
Low makes clear why sex matters. Indeed, her book makes clear why a human sociobiology matters. Why Sex Matters matters.
BioScience - Robert Costanza
A compelling and comprehensive synthesis of what is known (and not known) about the evolutionary basis for complex behaviors in humans and other species. Low clearly and convincingly explains . . . why sex matters.
From the Publisher

"Low marshals a compelling array of Darwinian arguments to bolster the importance of biological sex in everyday human interaction. . . .The breadth of materials which Low musters to support her argument plumbs every nook and cranny of human and animal existence. . . .Her analysis remains readable and provocative to the end. . . ."--Kirkus Reviews

"A useful survey of what is known about behavioral sex differences in animals and humans, covering biology, anthropology, sociology and history. It is clear and informative."--Colin McGinn, The New York Times Book Review

"An excellent . . . analysis of the most fundamental aspects of human life--sex, violence, power--through an evolutionary lens."--Cathy Young, Detroit News

"A comprehensive survey of behavioral and evolutionary ecology. . . .Why Sex Matters should interest a broad range of readers because it attempts to explain human nature."--Choice

"A very thorough review of the current state of the art human behavioral biology."--Craig B. Stanford, American Scientist

"An excellent example of how evolutionary theory can be applied to human behavior without hyperbole."--Ian Penton-Voak, Times Higher Education Supplement

"Deftly written. . . A very thorough review of the current state of the art of human behavioral biology."--Craig B. Stanford, American Scientist

"A broad-ranging and well-researched look at the way biology continues to affect men and women."--Sally Squires, Washington Post Book World

"Low makes clear why sex matters. Indeed, her book makes clear why a human sociobiology matters. Why Sex Matters matters."--Jeffrey A. Kurland, American Journal of Human Biology

A compelling and comprehensive synthesis of what is known (and not known) about the evolutionary basis for complex behaviors in humans and other species. Low clearly and convincingly explains . . . why sex matters."--Robert Costanza, BioScience

Publishers Weekly - Publisher's Weekly
University of Michigan professor Low uses an evolutionary approach to understand and explain many common human actions. The central question she poses is, "How do environmental conditions influence our behavior and our lifetimes?" While many might balk at reducing much of human interaction merely to a desire to reproduce and provide for our offspring, Low argues persuasively that similar analyses of other species work remarkably well, and she provides a wealth of supporting data from studies of cultures ranging from indigenous populations in Africa to 19th-century Sweden. She concludes that men and women, because of the difference in the numbers of sperm and eggs produced, are evolutionarily designed to have disparate ambitions: males seek many mating opportunities, and females concentrate on acquiring the resources to ensure the survival of their young. Low notes that many social problems--warfare and environmental degradation among them--are the results of the power, perhaps misdirected, of the reproductive drives of both men and women (she links war to male aggression and environmental problems to the female drive to acquire resources for the raising of children). Having deduced that "we have created these problems by doing what we have evolved to do," she admits that she has no advice about "what to do next." Her findings are not new. Indeed, her biological explanation of what many people now view as socially constructed gender roles is bound to earn her vociferous critics. But her cross-cultural data set makes her conclusions hard to ignore. (Dec.) Copyright 1999 Cahners Business Information.
Colin McGinn
A consequence of these sex differences, upon which Low's book focuses, is that males differ among themselves in reproductive success far more than females. Take red deer: a few males control most of the females, leaving the other males out in the copulatory cold. The dominant males rule the reproductive roost, leading to large reproductive variance among the males, but the females do not vary much in how many offspring they produce. It is the same with primates: some guys have all the luck, monopolizing the females, squeezing out the weaker males. Polygyny is nature's way. Males will fight, seek resources and posture in order to gain access to females, and the tougher and richer the male the more copulatory success he will enjoy. Low reviews the anthropological data from various traditional societies and finds that polygyny driven by wealth and strength is the norm.
The New York Times Book Review
Sally Squires
She explores conflicts and natural selection, sex and early warfare and why infanticide is common in some cultures and rare in others. She shows how nice guys can finish first in biological terms and explains why old men are considered sexy but old women— who are no longer able to reproduce— are not. In looking at tensions between the sexes over wealth and fertility, Low provides a fascinating discussion of the social role of witchcraft. In the days when women were limited in owning land, Low found that charges of witchcraft were disproportionately leveled during property disputes. Often, the accused women were wealthy and had no husbands, sons or other male allies to protect them.
—Sally Squires, The Washington Post Book World
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Product Details

  • ISBN-13: 9780691089751
  • Publisher: Princeton University Press
  • Publication date: 10/1/2001
  • Edition description: Reprint
  • Pages: 432
  • Sales rank: 1,109,032
  • Product dimensions: 6.10 (w) x 9.19 (h) x 1.04 (d)

Read an Excerpt




Chapter One


Introduction


Probably a crab would be filled with a sense of personal outrage if it could hear us class it without ado or apology as a crustacean, and thus dispose of it. "I am no such thing," it would say: "I am MYSELF, MYSELF alone."

—William James, Varieties of Religious Experience (1902)


To the same natural effects we must, as far as possible, assign the same causes.

—Sir Isaac Newton


          WHY CAN'T A WOMAN be more like a man?" wailed Professor Henry Higgins in My Fair Lady, the musical derived from George Bernard Shaw's Pygmalion. Certainly in many societies, across time, there have been women who were "more like a man." Think of Joan of Arc, who was burned at the stake (on the minor charge of wearing men's clothing); or of George Sand, of whom Elizabeth Browning said, "You are such a large-brained woman and a large-hearted man." Yet in part, we remember such women because they are singular, whether we envy their ability to break free or imagine that they missed a lot. What really contributes to the patterns we see, and to their exceptions?

    In this book I want to explore sex differences from a relatively unusual perspective, one that is often misunderstood. Understanding and explaining human behavior is a central concern for all of us. But doing so—especially when sex differences are the issue—presents a real dilemma. We are complicated, highly social beings. We live in a staggering array of environments, bothecological and social. Our families, lovers, and friends are not exemplars or prototypes, but unique, particular individuals. None of us wants to be "reduced" to some formula.

    For, like William James's crab, we know we are above crude analysis. Even the name we give ourselves, Homo sapiens, reflects both the value that we give to understanding, and the fact that we feel ourselves to be special. Like that crab, many people may be appalled at the approach I will use here, that is, to assume that we humans are as predictable as other animals in our behavior, and are governed by the same rules. And I want to begin with simple rules, no less.

    Many of us assume that humans operate under rules that are different from those of other species, that our rules are culturally based rather than biological. I will ask: What can we learn if we begin without assuming that this were true? I want to explore what a biologist would predict if he or she knew only that here was a smart, upright-walking, highly social primate and nothing more. I will explore the ecology of being male and female, beginning with simple rules and with what I can discern about the environments with which the evolutionary rules interact. The approach I use, behavioral ecology, is an evolutionary approach with roots in Charles Darwin's work. It focuses on the question, How do environmental conditions influence our behavior and our lifetimes?, and has proved profitable in exploring other realms of human behaviors. Behavioral ecology and its intellectual relatives seek to understand how relatively simple operating rules interact with historical accidents, and with temporal and spatial specifics, to yield a rich diversity of patterns. There is no doubt that genes influence not only our physical structure and physiology, but our behavior; there is no doubt that historical accident often plays a role; nor is there any doubt that cultural and social pressures can influence behavior. But where lies the balance? Perhaps by beginning with very simple rules and assumptions, we can gain some insight.


Vampire Stories and Beyond


       Humans have always sought to explain the patterns they see. In fact, one of the strongest selective forces on human behavior has been to understand pattern, not only in order to deal with environmental variation, but to be the first in one's tribe who is able to predict events (imagine being the first human to predict a solar eclipse). But creating stories that more or less match our observations is not science but folklore. Consider vampires. From Bram Stoker through Anne Rice, from Bela Lugosi to Tom Cruise and Leslie Nielson, vampires have always fascinated us: aristocratic, sexy, dangerous, and invincible. Vampire folklore provides a wonderful example of how our need to explain something can drive us to spin stories that seem to explain what we see, can be hard to refute, but nonetheless do not reflect what actually happens.

    The folklorist Paul Barber, in a delightful examination of vampire myths around the world, notes that the ways people in preindustrial societies interpreted phenomena associated with death and the decay of corpses are "from our perspective, quite wrong. What makes them interesting, however, is that they are also usually coherent, cover all the data, and provide the rationale for some common practices that seem, at first, to be inexplicable."

    The variety of myths and legends about vampires all begin simply: death—especially unexpected or unusual death—brings more death. If someone died, "why" was likely to be unknown, and epidemics leading to death and more death were once far more common than today. Once they were buried (often without coffins), not all corpses had the decency to stay below ground. In a prebacteriology culture, people weren't likely to see a "flailing" corpse as the natural by-product of bacterial decay, but rather as the will of the dead person, or as the rejection of the corpse by Mother Earth. Since death brings death, those first to die (as in an epidemic) were dangerous and somehow had to be disarmed so that they could not continue to bring death. Only when all "changing" ceased, and ashes or bones alone remained, was the corpse neutral, inactive, and no longer dangerous. People thus began with a repeatable observation: that death brings death. This applies not only to vampires, but to the general idea that dead people call to their relatives and friends and must be propitiated to protect those still alive. Because they had no knowledge of disease transmission, people imbued the corpse with dangerous properties. Not a bad idea, particularly in times of plague, when unexpected deaths were frequent and vampire fears were heightened—but an idea that led to a misinterpretation of the normal signs of decomposition.

    In folklore, in a variety of societies around the world, vampires are described as undecomposed; they have a ruddy or dark complexion, do not suffer from rigor mortis, are swollen or plump, have blood at the mouth and/or in internal cavities, and grow new skin or nails after burial. In an interesting twist, people suspected of being vampires were frequently buried differently, in ways making a diagnosis of vampirism more, not less, likely. Suspected vampires were often buried face down, so that if they tried to claw their way out of the earth to torment others, they would dig themselves in deeper. Because blood settles into the lowest capillaries after death, face-down burial meant that the body's face (rather than the back) would be dark and ruddy. And a ruddy face was believed to be a sign of a vampire. Some putative vampires were buried with lime to hasten their decomposition—but lime in fact retards it. Thus, someone who died in an unusual way and was feared to become a vampire was likely to be buried face down, with lime—and thus to have a ruddy face, to decompose more slowly, and, on exhumation, to be confirmed as a vampire. Such practices thus reinforced mistaken beliefs.

    Folklore about vampires arises from an entirely sensible and consistent desire to explain something in the absence of complete information. But what people say about what they see and do can be a rotten path to explanation. Although observers called the corpses undecomposed, they described unmistakable signs of rot (e.g., a stench). Descriptions such as "ruddy" or "swollen" that were used to assert failure to decompose are in fact signs of the ordinary (but variable) process of decomposition.

    It is important to separate carefully what people describe, as they see, hear, and smell what happens, from the causes they attribute. The observation that a corpse stinks is, in fact, consistent with the contention that decay is occurring. It is important to avoid this kind of muddle at all times, not only when we are no longer likely to believe in something like vampirism. Being led astray by "vampire myths" that sound reasonable but are untested is most likely to occur when a behavior is complicated and we want to believe the stories we tell.


Explaining Behavior without Folklore


       Other species' behavior can be more complex than we realize. An excellent example of such complexity generated by the interaction of operating rules (genes), environment, and historical accident is biologist Bernd Heinrich's work on food-sharing in ravens, Corvus corax. Heinrich saw a curious behavior on a hike in Maine late one October: a group of ravens, feasting on a dead moose, were giving a distinctive, loud, and high-pitched "yell." Because other ravens were attracted to the yelling, the result was that there were more competitors at the kill and thus less food for each of the yellers. Why didn't the raven who first found the kill just keep quiet? And why weren't the ravens now fighting over the kill?

    If we saw humans share like this, or if we extended our often untested social perceptions about humans to ravens, we would probably think how kind all this indiscriminate sharing is. In fact, that would constitute a vampire story; behavioral ecologists find true genetically costly altruism to be so rare, as I will explain below, as to be a fluke in nonhumans. The ravens who shared seemed to be doing so at a cost. Heinrich's first question was whether the "called" birds were related to the callers, for sharing with individuals who have at least some genes in common can help copies of one's own genes. After much work marking and recapturing ravens in the field, Heinrich was able to eliminate the possibility that ravens were summoning their kin. Where next?

    Heinrich made a series of careful observations, comparing the behavior of different ravens under different circumstances. His summary begins with eleven clues, and proceeds from simpler to more complex deductions. Without giving away the whole plot, I can say that one of his major findings was that adult ravens are territorial, controlling access to any carcasses in their territory and driving off any juveniles found on a carcass. When a juvenile found a carcass, it was likely to "yell," attracting other juveniles (the largest group at a carcass was about 1500). When enough juveniles were present, the resident territorial adults could not drive all of them off. So the cost of additional juvenile competitors could be offset by the benefit of attracting a group large enough to stay on the carcass even if adults were nearby. Clearly the costs and benefits of yelling would differ under different circumstances. Heinrich did not simply create a plausible vampire or just-so story about the juvenile behavior he observed. Instead, he observed, made hypotheses, and tested them to discover the most likely functional reason for the ravens' behavior.

    Heinrich could not know what role any gene plays in this behavior, so he used a technique called the "phenotypic gambit" to make testable predictions: starting from what he saw—the phenotype—he made certain assumptions. He assumed that, whatever the relationship between genes and the set of behaviors he saw, enough time had passed for the system to come to equilibrium, and thus what he saw represented the outcome of competing strategies. The phenotypic gambit is a powerful tool (although controversial for some), and I'll return to it below.

    For ravens as for humans, both ecological and social conditions can change the costs and benefits of any action. Heinrich, of course, had to observe the ravens without their cooperation; he had to concentrate on what the ravens actually did. Sociologists, psychologists, and anthropologists find it useful to interview people, and this tells us something about what people themselves imagine they are doing. Because we can make decisions consciously, often we assume that unless a behavior is consciously considered, it is of no interest. Yet many other species routinely learn, and behave in complicated ways, without (so far as we can tell, at least) consciousness—or at least without the ability to share abstract sentiment through speech. Furthermore, as I noted above, it is presumptuous to assume that people's conscious attributions of their behavior is analytically helpful, and can cause real trouble.

    Behavioral ecologists cannot interview ravens about why they call to other ravens when they find a carcass (who knows what reasons a raven might give, anyway?), and they don't know the genetics of the situation (is such calling the result of a single gene's action?). For these reasons, behavioral ecologists concentrate on what happens—on what behaviors show up under what conditions. If we take the same approach in looking at human behavior, we will lose some information about people's intentions, but we won't get distracted by our human reports of conscious reasons. And such lack of distraction may prove useful, for what people say is often not consistent with what we observe them doing.

    Perhaps new connections will appear as we look past what we imagine behavioral causes to be and as we look beyond what people say about why they act certain ways and examine carefully what sorts of behaviors we see in particular environments. Without requiring consciousness or rationality (or even speculating on their existence), we can ask what behaviors will be profitable under what environmental conditions. Then we can ask explicitly how conscious, cultural influences can influence the costs and benefits of these behaviors.


Kinds of "Why" Questions


       Heinrich's analysis of raven behavior highlights an important distinction. To understand "why" we do things, to explain both the behaviors that seem almost universal or unvarying and those that vary greatly, we can seek answers in different ways. "Why" questions have two principal complementary forms in biology: "proximate" and "ultimate" explanations. Why do birds migrate? One answer might be "changing day length causes hormonal changes, triggering migration." Both changing day length and changing hormones are proximate triggers, or cues. If we could interview birds, we might have another set of proximate causes, the equivalent of our reasons: "I really hate the cold," "it makes me feel good," that way I get to see my relatives." However, proximate answers are no help in explaining why one species migrates while others don't, why not all individuals in this species migrate (costs and benefits may differ for older, younger, weak, or healthy individuals), or why day length rather than some other cue, or a combination of cues, has become the trigger.

    The ultimate cause of migration always concerns reproductive success. Seasonal better-versus-worse geographic shifts in foraging and nesting areas mean that individuals who seek the better areas, shifting seasonally, leave more descendants than those who remain in one area. When day length is the most reliable predictor of these seasonal shifts, individuals who use it as a cue will fare better than those that use some other proximate cue or fail to migrate. Thus, we would predict migration patterns triggered by day length for birds that are (for example) insectivores or nectar-eaters in northern temperate regions; their food disappears seasonally. We expect variation in which individuals migrate when the benefits and costs of migration in terms of survival and reproduction differ for older, prime-age birds, compared with yearlings, for example. Proximate cues and ultimate (selective) causes tell us very different things.

    It is useful to ask questions about both "proximate" triggers and "ultimate" selective cause, and it is important to understand that these two approaches are not alternatives but complement each other. Proximate triggers, the mechanisms that release behaviors, are sometimes also called "causes." They tell us what kinds of environmental factors are important. The ultimate cause of a behavior's existence, in evolutionary terms, is always its impact on family (or genetic line) persistence through time. We seldom think of such matters, perhaps because few of us can now trace our ancestry in the same way a certain schoolteacher from Cheddar, England, could: a preserved "bog man" from ancient times was found, through DNA analyses, to be a clear direct ancestor of his. Nonetheless, the persistence of genes through time, and the clustering of genes in family lines, is real.

    Sometimes it is important to ask "Why?" at the proximate level. Suppose we wish to ask about variation in human fertility. Lowered fertility could have the proximate "cause" of later marriage age, and an ultimate selective cause of greater lineage success through fewer, better-invested children than through more numerous, but less able, children. We humans would naturally think about the first of these, but seldom about the second.

    We could interview people about their conscious reproductive decisions, the proximate causes. If you were interested in manipulating what people will do, this would be the appropriate level at which to ask the question. Behavioral ecology, in contrast, seeks to discover which behaviors, in particular environments, result in greater success (more about definitions of success in a moment). It starts with a bias toward "ultimate" questions, although it seldom can ignore proximate correlates. We can profit from disaggregating—teasing apart—behavior patterns in a population: who does what, under what circumstances. Consider: we might discover that, in a particular society, men who marry younger women have more children over their lifetimes than men who marry older women; we would not then be surprised to find a "proximate" social preference for youth in wives, nor would we be terribly surprised to find that older wealthy men in this society marry younger women more often than do poor men. The behavioral ecologist is more interested in the first question: Does marrying a young wife affect a man's lifetime reproduction? A cultural anthropologist, on the other hand, would be more interested in the ways women and men make marital decisions in this society.

    Answers to both kinds of "why" questions are informative. And certainly any human society can make decisions to foster behaviors that are counterproductive in terms of ordinary natural selection, though no proximate "cause" is likely to remain common for more than a few generations if it does not serve an ultimate selective cause. For example, the Shakers are a religious group that imposes celibacy on all its members. That's certainly a cultural rule with biological implications: the few Shakers remaining today are not being replaced.

    Proximate mechanisms can enrich our understanding. The usefulness of specific mechanisms depends on (1) what is most predictable in the external environment, and (2) what internal devices already exist in the organism. When our primary concern is intervention (as in medicine or family planning), these particulars of proximate mechanisms become important. To understand the ultimate evolutionary purpose, we are more likely to study the correlations between organismal traits and environmental conditions. For example, when predictably timed periods of very cold weather alternate with food-rich moderate-temperature times, we expect trees to lose leaves (to conserve water), nectar-eating birds to migrate, and so forth.


Simple Rules, Complex Outcomes


       Although humans are more complicated than other species in many ways, the exercise of asking questions in the same way about ourselves as we do about other animals may be instructive for two reasons. First, other species, like ravens, are often more complex than we realize—and we learn much from studying their behavior. Second, even as we tout our human complexity, we sometimes offer remarkably simplistic explanations about human culture and behavior. If we apply the same standards of repeatability and hypothesis testing to our own behavior as we do to that of other species, perhaps we can gain new insights.

    My explorations here assume that humans are indeed animals, even if elegantly complex ones, and that they are therefore subject without special exemption to the general rules of natural selection, the rules that govern behavior and life history among living things. Though we don't know much about genetic specifics yet, it is clear that genes are a "currency" to be maximized in various behavioral equations. We can explore to see what we can learn about human behavioral patterns by considering genes alongside more standard currencies like status or money. The philosophy of keeping underlying assumptions as simple as possible is sometimes called Occam's razor in the sciences. To paraphrase Einstein, "Keep things as simple as possible, but no simpler." That is, seek the simplest model that still explains what we see. If we start with the simplest model, whether verbal or formal, we can see where it fails—where we have ignored complexity that we must now consider.


Humans as Critters


       Despite our cultural complexity, we humans must solve the same ecological problems as all other organisms in order to survive and to reproduce. That is, in any environment, individuals must extract sufficient resources to survive and to reproduce in competition (sometimes cooperative) with others, both among our own and different species. Perhaps because of the scope of our actions, we seldom think, except in the most personal terms, about the impact of our behavior on our genetic lineage. Yet when one family lineage dies out, it is replaced by other competing lineages. Remember the old story about a farmer, thinking of buying a bull, who asks the seller about the bull's potency? "Well," drawls the seller, "he comes from a long line of fertile ancestors." The same is true for each of us.

    I will apply to humans, at least for the purposes of generating hypotheses, the central paradigm in biology: What would it mean if humans, like other living organisms, have evolved to maximize their genetic contribution to future generations through producing offspring and assisting nondescendant relatives such as nephews, nieces, and siblings? How will the particular strategies that accomplish such maximization differ in specific ways in different environments? And, just as for other mammals, how will these strategies typically differ between the sexes?

    This is a complicated endeavor, at best. We change our own environments probably more often and more completely than any other organism. Further, history contains not only "selective" events, but events that are random with regard to fitness: when Mount Vesuvius erupted, the evolutionarily fittest Pompeian died as well as the least fit. Such histories complicate our problem: most of the time, we can expect the emergence of strategies that produce, compared to other strategies, the largest increase in genetic contribution—but sometimes sheer historical chance can alter what we see.

    Since we know so little about how much effect any particular genetic locus has on any particular behavior, behavioral ecologists must assume that behaviors are the product of the interaction of genes and environment—not the result purely of genetics or environment. By using the phenotypic gambit, we assume that when we look at behavior, we are seeing the result of gene-environment interactions over time, and that the most common behaviors in an environment are working well compared to available alternatives. We ask when and how environmental conditions (including social conditions) change individuals' genetic costs and benefits. If we understand how particular conditions are likely to affect behavior, and if we are cautious, we can predict the kinds of behavior we are likely to see.

    It is important to note that predictions are not absolute, but statistical. We do not predict that genetically costly behaviors never arise, only that they will not become and remain common. Of course, there is a catch. Although we probably know more about the genes of Homo sapiens than any other species except perhaps fruit flies, some yeasts, and some prokaryotes, we know the specific genetics of only very few behaviors. Historical accident can present problems as well. Our inability to have predicted the Pompeian tragedy probably changed human population genetics at least locally. Thus we can get unexpected and interesting results from simple rules and historical accident. Despite such complications, the phenotypic gambit is a good place to start—it works in many cases, helping us simplify and clarify what we see, as well as highlighting those behaviors that are more complicated than we had thought. When it doesn't work, we have learned something valuable; when we do not find what we expect, we look for alternative explanations, usually more complex ones. In animal behavior, this has proved to be an extremely powerful technique, as in the example of Heinrich's ravens.

    The rules may be simple, but rules never operate in a vacuum, and environments can be varied and complex. Both physical and social/ cultural environments are major determinants of what strategies will succeed. Humans are remarkably complicated and flexible organisms, and human environments, with their elaboration of social and cultural rules, are multifaceted. There is little that tells us, in most cases, how important the various possible influences are, or what the relative role of genes versus individual experience is. But if we ask about human behavior without assuming that humans are qualitatively different from other animals, perhaps we can get rid of the false dichotomy that has persisted between "biological" and "social" causes (both defined narrowly, with only proximate mechanisms considered as hypotheses).

    Earlier "biological" hypotheses were typically concerned with, for example, whether sex differences could clearly be related to hormonal or brain lateralization differences. This is of interest, but not related to (and not contradicting) questions about the selective importance of sex differences. "Biological determinism" has often been inferred from such observations that, for example, a behavior occurs in all cultures, and/or a behavior occurs at a typical age. But to do this ignores the possible differences in the ecology of succeeding as a male or female mammal, and simply makes assumptions based on analogy. It is surely misleading to assume a dichotomy between some sort of "biological/genetic determinism," assumed to be fixed and immutable, and "social" causes of behavior, assumed to have no correlation with genotype. Most biologists now think that all behavior is likely to be the result of interactions between genes and environment, and that experience is important for many species, not just humans.

    Both verbal and quantitative behavioral ecology differ from older approaches to behavior in two crucial regards: (1) currencies to be maximized are not simply economic or social, but also genetic; and (2) following from this, an individual will treat others differently on the basis of what those others can do for that individual's genetic representation, for example, treating kin and reciprocators better than others. We predict some widespread biases, and we can test for them. Thus, for example, "society" is not our primary concern as we dispense social and economic largesse; we typically leave our wealth to our children and nondescendant relatives unless we have none, or unless we have so much wealth that we can take care of our kin as well as endow foundations and chairs in universities (with, as a colleague noted, our family's name attached).

    With all these complexities, what then does behavioral ecology suggest about a view of "human nature"? It suggests that some traditional approaches have previously ignored an important currency: genes. It suggests that we do indeed look a lot like calculators, though that we are not necessarily more conscious in calculation than other species, which may forage as optimally as if they carried Hewlett-Packard calculators in their cheek pouches, for example. It suggests that ecological constraints are important in setting limits to the strategies that will, and will not, "work," and that human social complexity cannot be ignored.

    Although genes are a "currency," we seldom know the actual genetic influence on any particular trait, as I already noted. Using the approach I outline here, this lack of information need not keep us from testing hypotheses. What we are able to measure, both in modeled systems like genetic algorithms and in empirical behavioral ecological studies of many species, including humans, is this: in any particular environment, what is the success of variants with different traits in reproducing, and how strong is the parent-offspring correlation in traits? Genes are more important in this view as a currency to be conserved and multiplied than as behavioral dictators, because external environment, development, and genes interact in a complex way. As the geneticist Theodosius Dobzhansky once put it: "Inheritance is particulate, but development is unitary. Everything in the organism is the result of the interactions of all genes, subject to the environment to which they are exposed." That is, though we conceptualize the effects of "a" genes as though it were separable, no gene acts alone; it is embedded along with other genes in a particular organism, which develops in a particular environment—and all this affects how the genetic influence plays out.

    Many different particular internal mechanisms may be called upon to create complex behavioral responses. If we search too hard for the mechanism in each particular case, or if we ignore development and ecology, we may miss the forest as we stumble about in the trees. Consider this metaphor. The link between genes and bits of body or behavior is rather like the link between a cake recipe and the resulting cake. There is little one-to-one mapping. One cannot pick up this crumb and match it to that word or phrase in the recipe. Rather, the words of the recipe, like the genes in the chromosomes, together comprise a set of instructions for carrying out a process: development. In most cases, changing a word or phrase in the recipe will not change a particular crumb; more likely, it will subtly change the cake's characteristics. Changing "baking powder" top "yeast" will change the cake considerably, but not in a particulate way. So will a recipe "mutation" to a sharply different oven temperature.

    To extend the metaphor a little further, perhaps the reason we initially find this complexity confusing is that there are some well-known one-gene—one-trait correlations that seem particulate—like changing "walnuts" to "pecans" in a recipe—and these have become quite famous. For example, the disease phenylketonuria arises from an individual getting two alleles for the disease at a single locus; this results in disturbed metabolism of phenylalanine (an important amino acid; the condition is diagnosed by a peculiar odor in the urine as phenylpyruvic acid is excreted), and leads to mental retardation. So here is a case of a "one word" (single locus) change that is particulate.

    We are discovering other examples, and they make the front page of the news about once a month. But these dramatic single-gene effects can distract us from the ordinary, more subtle paths, and it is among these more subtle and complex interactive paths that I think we must look for the important links among environmental conditions, gene persistence, and observed behavior. Hence, my focus is not on allelic specifics or precise models, but on more general problems that we've not been able to model precisely. As a classic text on behavioral genetics concludes, for the majority of behaviors studied so far, there is clear evidence of substantial genetic influence, though seldom any evidence of really particulate single-gene—single-trait relationship.

    Here, I focus on questions about the "current utility," in selective terms, of different behaviors: What advantage, or disadvantage, accrues to an individual by virtue of having this trait in this environment? This isn't always simple. The process of optimization (in each particular population, better strategies displace and replace inferior ones, and the best available strategies prevail) is different from the state of optimality (the best imaginable fit between strategy and environmental conditions). Because selection acts only on existing variants, optimization is always local (these variants in this environment—some prevail, some disappear) and often incomplete. As a result, we will see variety, perhaps a lot of rather similar, pretty-good varieties, not necessarily a settled, singular strategy.

    Another difficulty in asking about utility or optimality is that one is asking about trade-offs, and the "phenotypic correlation" can hide them. For example, suppose I hypothesize that, for an individual, what is spent on housing cannot be spent on transportation. So I would expect a negative relationship between housing and transportation expenses. But, when I measure, I find a positive relationship. Does that mean that no trade-off exists? No, it probably means that I have compared quite noncomparable individuals. If I compare only graduate students, or hunter-gatherers in a particular society, rather than lump them together with professors and millionaires (who have enough money to own both a mansion and a Porsche), the range of variation obscures the trade-offs.

    As we look at species, including our own, in a variety of environments—some quite new—we will find variety. We might find an excellent fit between trait and environment because of a long evolutionary history of unchanging selection. For example, the fact that Arctic fish can die of heat prostration at temperatures cold enough to freeze humans to death reflects a long selective history of constant cold. Or, we could see a trait that is currently advantageous, but one we are certain is not a specific evolved adaptation, like running away from a fast-approaching truck. Since there were no trucks in the Pleistocene, the evolved rule was probably something like "run away from large, fast-moving things," and trucks, though relatively new, fit the same general category as dangerous fast predators of the Pleistocene. Because the process of optimization is complex and few traits can be easily isolated from developmental and historical constraints, we may rarely see a really fine-tuned "fit" between any single trait and environmental conditions. Finally, humans seem to me to be at least as likely as any other species to show interpopulation differences not only as a result of natural selection and adaptation (perhaps sickle-cell anemia allele frequencies), but because of historical—and cultural-historical—events (e.g., lactase distribution in humans; see chapter 10). There are very real difficulties, but I hope defining the problem as one of current utility may help avoid some of the less useful controversy.

    This approach, I hope, creates natural linkages: to empirical fields of human behavior such as anthropology, psychology, and sociology on the one hand; and to genetics, behavioral genetics, and population theory on the other. Scholars in each of these (and other) fields have information and perspective on constraints, and on how to consider human behavior. The "current utility" approach links us to what we know about other species as well.

    We know something about the ecological and genetic components of behavior, and about what behaviors become common under what circumstances, but our knowledge is still unconnected across disciplines; my work daily leads me to conversations with colleagues with whom I have more shared interests than shared knowledge. Now we need to reach across disciplines, and I hope experts in other fields will read this not as a postulated expert disquisition in their field, but as an invitation to contribute what they know to solving the questions I raise.

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Table of Contents


Preface xiii
Acknowledgments xvii
1. INTRODUCTION 3
Vampire Stories and Beyond 4
Explaining Behavior without Folklore 6
Kinds of "Why" Questions 9
Simple Rules, Complex Outcomes 11
Humans as Critters 12
2. RACING THE RED QUEEN: SELFISH GENES AND THEIR STRATEGIES 19
Whose Genes Count, and Why? Kin Selection 23
Summing Up the Basics: Assumptions and Objections 27
Novel Evolutionary Environments: Can the Principles Still Hold? 31
More than Ants or Peacocks: Lifetimes, Culture, Ecology and Variation 33
3. THE ECOLOGY OF SEX DIFFERENCES 35
Sex and Strategies 37
The Ecology of Being Male and Female 44
Mating Effort 47
Parental Effort 52
Variance in Reproductive Success: Mating versus Parental Strategists 53
4. SEX, STATUS, AND REPRODUCTION AMONG THE APES 57
The Ecology of Dominance and RS in Primates 58
Ecological Aspects of Mating Systems 60
Sex, Resources, and the Ecology of Human Reproduction 62
The Ecology of Human Mating Systems 66
The Ecology of Monogamy and Polyandry 74
5. SEX, RESOURCES, APPEARANCE, AND MATE CHOICE 77
What Men and Women Want 78
Beauty, Resources, and Mate Choice 83
Signals of Desirability and Their Manipulation 84
Who Can Choose? 88
6. SEX, RESOURCES, AND HUMAN LIFETIMES 92
Starting Out: Resource Striving in the Womb 95
What's a Mother to Do? Optimizing Maternal Effort among Offspring 96
Conflicts of Interest: Abortion, Infanticide, Abandonment Neglect 98
Sex Differences in Reproductive Lifetimes 102
Sex Differences in Senescence 110
7. SEX AND RESOURCE ECOLOGY IN TRADITIONAL AND HISTORICAL CULTURES 113
Sexual Divisions of Labor 113
Sex and Control of Resources 115
Men, Women, and Resources in Traditional and Historical Cultures 116
8. SEX, RESOURCES, AND FERTILITY IN TRANSITION 127
Nineteenth-Century Sweden 130
Sex, Resources, and Life Histories 135
Female Life Paths 139
Male Life Paths 140
Sex, Resources, and Fertility 142
Fertility Transitions: What, If Anything, Do They Mean? 144
9. NICE Guys CAN WIN -IN SOCIAL SPECIES, ANYWAY 146
Are We Lemmings? A Cautionary Tale 147
When and Why Do We Cooperate? 147
Simple Strategies in Winning Games 150
From Family to Dyads to Groups to Cultures 154
The Group Selection Muddle 155
Altruists or Good Neighbors? 160
Cooperation and Free-Riders 161
10. CONFLICTS, CULTURE, AND NATURAL SELECTION 163
Cooperation, Competition, and Groups 164
Working Out Our Conflicts: Moral Systems and Group Life 165
Intertwining Cultural and Natural Selection 168
Logically Inept, Socially Adept: The Social Contexts of Intelligence 176
11. SEX AND COMPLEX COALITIONS 181
Coalitions, Resources, and Reproduction 183
Sex and Human Coalitions 193
12. POLITICS AND REPRODUCTIVE COMPETITION 198
Men, Women, and Politics Cross-Culturally 200
Women in Politics: When Did It Pay? 209
13. SEX, RESOURCES, AND EARLY WARFARE 213
Resources and Conflict 214
Why Women Warriors Are Rare 216
War: Runaway Sexual Selection? 217
Other Biological Approaches to Understanding War 218
Intergroup Conflict in Other Species 221
Conflict in Preindustrial Societies 223
14. SOCIETAL COMPLEXITY AND THE ECOLOGY OF WAR 230
Greek Hoplites: Early "Western" Warriors? 233
The Ecology of Renaissance War 234
The Behavioral Ecology of Modern War 236
Disadvantaged Men in War 240
War and Reproductive Success Today 241
Proximate and Ultimate Causes of War: Evolutionary Novelty 241
15. WEALTH, FERTILITY, AND THE ENVIRONMENT IN FUTURE TENSE 245
Fertility, Consumption, and Sustainability: Weaving the Strands 247
Wealth, Fertility, and Consumption Today: Empirical Data 248
Wealth, Women's Age-Specific Fertility, and Women's Life Paths Today 250
An Evolutionary Perspective: Reducing Both Fertility and Consumption Is Novel 252
What's Missing in Current Strategies 253
Can New Strategies and Tactics Help 257
An Evolutionary Bottom Line 258
Notes 259
Glossary 323
References 333
Author Index 391
Subject Index 401
Taxonomic Index 409
Society/Social Group Index 411
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