Essentials of the Dodd-Frank Act

Essentials of the Dodd-Frank Act

by Sanjay Anand

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Overview

Essentials of the Dodd-Frank Act by Sanjay Anand

An executive overview of the new Financial Regulations Act

This book provides an executive summary of the newly passed Financial Regulations Act. It examines the most important sections of the Act, how it impacts the financial industry, as well as what executives must know and do in order to comply with the Act.

  • One of the first books to provide an executive summary from a compliance perspective
  • Presents responsibilities of senior level executives regarding this new Act
  • Reveals what has changed within the regulatory environment
  • Provides tips and techniques throughout

Describing the government regulation of securities, securities markets, and securities transactions in the United States, this timely book succinctly defines, describes, and explains domestic securities regulation for compliance officers, accountants, and broker-dealers.

Product Details

ISBN-13: 9780470952337
Publisher: Wiley
Publication date: 03/08/2011
Series: Essentials Series , #63
Pages: 185
Sales rank: 1,070,224
Product dimensions: 5.90(w) x 8.90(h) x 0.70(d)

About the Author

SANJAY ANAND, CSOX, CGRC, is a recognized expert in governance, risk management, compliance and controls, and has served as chairperson of the SOX and GRC Institutes, and as Steering Committee member of the Open Compliance and Ethics Group's Red Book. He has been accorded over a dozen honorary industry credentials and certifications including a CDE (Certificate in Director Education) from NACD Institute and a CFE (Certified Fraud Examiner) from ACFE. For more information, visit his site at www.sanjayanand.com.

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