Do the terms contumacy, federal covered security, and impoundment of proceeds give you a headache? Do you need to take the Series 63 exam? If you can answer yes to both of these questions, then you've come to the right place.
Robert Walker, a professional trainer who specializes in the FINRA Series 6, 63, 65, 66, and 7 exams, has written this book for those who are about to brave the Series 63 examination. Armed with an M.F.A. in writing and a B.A. in English, Walker has managed to translate Securities-ese into plain English, with a liberal dash of humor.
This must-have book guides you through the intricacies of the Series 63 exam. Walker takes the exam apart piece by piece, and explains terms and concepts with a sense of humor and ease not found in other exam guides. He shows you, step-by-step, how not to be misled by the questions. In addition to a lengthy exercise in translation back into English, this book includes two complete 60-question practice finals, a handy glossary, and a helpful and concise review of background information relating to the Series 6 and Series 7 exams.
Once you've finished this book, you will be able to take the test with confidence!