This guide provides an overview of the key elements of a SOX whistleblower claim and an overview of the procedures governing the adjudication of SOX whistleblower claims. If you are considering blowing the whistle on fraud or other securities law violations, this guide will hopefully put you in an optimal position to protect yourself from retaliation. And if you have suffered retaliation, this guide offers tips to increase the likelihood of successfully obtaining relief. Each case is unique and you should not rely
on this guide for legal advice.