ISBN-10:
0735572062
ISBN-13:
9780735572065
Pub. Date:
08/28/2008
Publisher:
Wolters Kluwer Law & Business
Securities Regulation: Selected Statutes, Rules, and Forms, 2008 Statutory Supplement / Edition 1

Securities Regulation: Selected Statutes, Rules, and Forms, 2008 Statutory Supplement / Edition 1

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Overview

Designed specifically for the Securities Regulation course, this statutory supplement contains all of the relevant statutes, rules, and forms needed — in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors' own Securities Regulation: Cases and Materials, Fifth Edition.

The 2008 Edition features:

  • Securities Exchange Act Rules:
    • Rules and Forms
    • Rule 12h-6, deregistration of foreign issuers
    • Rule 14a-16, Internet Availability of Proxy Materials
    • Rule 14a-17, Internet shareholder forums
    • Section 15A(14), the military sales clause
    • Section 15E, regarding credit rating agencies
    • Rule 17g-1 through 17g-6, new credit rating agency regulations
    • SEC amendment to Rule 146(b)(2), adding new subsection (v) referencing "The Nasdaq Capital Market"
  • The Investment Advisers Act
    • Section 206(4)-8, hedge fund antifraud rule
  • The Investment Advisers Act
    • Regulation S-K: Item 308T. Internal Control over Financial Reporting and Item 407. Corporate Governance
    • Regulation S-X: Rule 2-02T. Accountants' Reports and Attestation Reports on Management's Assessment of Internal Control over Financial Reporting
  • Securities Act of 1933:
    • Rules and Forms
  • Rules of Practice and Investigations (Standards of Professional Conduct for Attorneys)
  • Staff Accounting Bulletins
  • Sarbanes-Oxley Act of 2002
  • Investment Advisers Act of 1940
  • Advisers Act Rules
  • Investment Company Act of 1940
  • Investment Company Act Rules

Product Details

ISBN-13: 9780735572065
Publisher: Wolters Kluwer Law & Business
Publication date: 08/28/2008
Edition description: Supplement
Pages: 951
Product dimensions: 7.00(w) x 9.90(h) x 1.40(d)

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