Message from the publisher: This book contains short, concise questions and answers that are intended to reinforce Series 65 topics already learned. It does not include lengthy paragraph style questions and answers that are provided by other Series 65 providers.
The Series 65 Exam Practice Question Workbook provides over 700 comprehensive practice questions to prepare for the demanding three-hour Uniform Investment Adviser Law Examination (Series 65). Master exam topics with intensive practice in the areas you'll find on the test. All questions are test-level difficulty and focused solely on helping you pass. Whether you're challenging the exam for the first time or trying again after an unsuccessful attempt, you will learn the critical skills needed to master the exam.
Included are six full-length 130-question exams covering the following topics:
• Economic Factors & Business Information
• Investment Vehicle Characteristics
• Client Investment Recommendations & Strategies
• Laws, Regulations, & Guidelines
About the Series 65 Exam
The Series 65 Exam is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 130 scored questions and covers a wide variety of topics, including federal and state securities regulations, ethical guidelines, types of security products, methods for evaluating securities, securities trading strategies, and the principals of economics. By passing the Series 65 Exam, you will join a vast network of investment professionals and will be eligible to register as an Investment Adviser Representative in certain states.