In the age of terrorism, the temptations of ruthlessness can be overwhelming. But there is also the anxiety that a violent response to violence makes us morally indistinguishable from our enemies.
There is perhaps no greater political challenge today than trying to win the war against terrorism without losing our democratic souls. Michael Ignatieff confronts this challenge head-on with a combination of pragmatic idealism, historical sensitivity, and astute political judgment.
Ignatieff traces the modern history of terrorism and counter-terrorism from the nihilists of Czarist Russia and the militias of Weimar Germany to the IRA and Al Qaeda. He shows how the most potent response to terror has been force, decisive and direct, but—just as important—restrained. Restraint also gives democracy its strongest weapon: the moral power to endure when the furies of vengeance and hatred are spent.
Finalist for the 2004 Lionel Gelber Award
"An impeccably argued case for how to balance security and liberty in the face of the new kind of threat posed by today's terrorists…"—Publishers Weekly
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About the Author
Michael Ignatieff is Carr Professor and Director at the The Kennedy School of Government, Harvard University.
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The Lesser EvilPolitical Ethics in an Age of Terror
By Michael Ignatieff
Princeton University PressMichael Ignatieff
All right reserved.
DEMOCRACY AND THE LESSER EVILOn the appointed day the unarmed crowd of the Gothic youth was carefully collected in the square or forum; the streets and avenues were occupied by the Roman troops, and the roofs of the houses were covered with archers and slingers. At the same hour, in all the cities of the East, the signal was given of indiscriminate slaughter; and the provinces of Asia were delivered, by the cruel prudence of Julius, from a domestic enemy, who in a few months might have carried fire and sword from the Hellespont to the Euphrates. The urgent consideration of the public safety may undoubtedly authorize the violation of every positive law. How far that or any other consideration may operate to dissolve the natural obligations of humanity and justice is a doctrine of which I still desire to remain ignorant.
- Edward Gibbon, The Decline and Fall of the Roman Empire (1776), 2.36
What lesser evils may a society commit when it believes it faces the greater evil of its own destruction? This is one of the oldest questions in politics and one of the hardest to answer. The old Roman adage-the safety of the people is the first law-set few limits to the claims of security over liberty. In the name of the people's safety, the Roman republic was prepared to sacrifice all other laws. For what laws would survive if Rome itself perished? The suspension of civil liberties, the detention of aliens, the secret assassination of enemies: all this might be allowed, as a last resort, if the life of the state were in danger. But if law must sometimes compromise with necessity, must ethics surrender too? Is there no moral limit to what a republic can do when its existence is threatened? As Edward Gibbon retold the story of how the Romans slaughtered defenseless aliens in their eastern cities in 395 C.E. as a preemptive warning to the barbarians massing at the gates of their empire, he declined to consider whether actions that political necessity might require could still remain anathema to moral principle. But the question must not only be asked. It must be answered.
If the society attacked on September 11, 2001, had been a tyranny, these ancient questions might not be relevant. For a tyranny will allow itself anything. But the nation attacked on that bright morning was a liberal democracy, a constitutional order that sets limits to any government's use of force. Democratic constitutions do allow some suspension of rights in states of emergency. Thus rights are not always trumps. But neither is necessity. Even in times of real danger, political authorities have to prove the case that abridgments of rights are justified. Justifying them requires a government to submit them to the test of adversarial review by the legislature, the courts, and a free media. A government seeking to respond to an attack or an expected danger is required to present the case for extraordinary measures to a legislature, to argue for them with reasons that might convince a reasonable person, and to alter the measures in the face of criticism. Even after extraordinary measures receive legislative approval, they will still come under review by the courts.
The first challenge that a terrorist emergency poses to democracy is to this system of adversarial justification. The machinery of legislative deliberation and judicial review grinds slowly. Emergencies demand rapid action. Hence they require the exercise of prerogative. Presidents and prime ministers have to take action first and submit to questions later. But too much prerogative can be bad for democracy itself.
In emergencies, we have no alternative but to trust our leaders to act quickly, when our lives may be in danger, but it would be wrong to trust them to decide the larger question of how to balance liberty and security over the long term. For these larger questions, we ought to trust to democratic deliberation through our institutions. Adversarial justification is an institutional response, developed over centuries, to the inherent difficulty of making appropriate public judgments about just these types of conflicts of values.1 Citizens are bound to disagree about how far the government is entitled to go in any given emergency. Because we disagree deeply about these matters, democracy's institutions provide a resolution, through a system of checks and balances, to ensure that no government's answer has the power to lead us either straight to anarchy or to tyranny.
In a terrorist emergency, we disagree, first of all, about the facts: chiefly, what type and degree of risk the threat of terrorism actually presents. It would make life easy if these facts were clear, but they rarely are. Public safety requires extrapolations about future threats on the basis of disputable facts about present ones. Worse, the facts are never presented to the public simply as neutral propositions available for dispassionate review. They come to us packaged with evaluation. They are usually stretched to justify whatever case for action is being made. Those who want coercive measures construe the risk to be great; those who oppose them usually minimize the threat. The disagreements don't end there. Even when we agree about the facts, we may still disagree whether the risks justify abridgments of liberty.
These disagreements extend to the very meaning of democracy itself. For most Americans, democracy simply means what Abraham Lincoln said it was: government of the people, by the people, for the people. In this account, democracy is a synonym for majority rule. Popular sovereignty, through elected representatives, has to be the final arbiter of what the government can be allowed to get away with when it is trying to defend our freedoms and our lives. Democracies do have bills of rights but these exist to serve vital majority interests. When the executive branch of government suspends rights, for example, it does so in the interest of the majority of citizens. The public interests that these rights defend are defined by the elected representatives of the people, and courts must interpret what these rights mean in obedience to what legislatures and the people say the rights mean.2 Defending a right of an individual, for example, to freedom of association in times of safety protects the liberty of all. But protecting that same individual in a time of emergency may do harm to all. A terrorist emergency is precisely a case where allowing individual liberty-to plan, to plot, to evade detection-may threaten a vital majority interest. A democracy has no more important purpose than the protection of its members, and rights exist to safeguard that purpose. Civil liberty, the chief justice of the U.S. Supreme Court has written, means the liberty of a citizen, not the abstract liberty of an individual in a state of nature.3 Such freedom, therefore, must depend on the survival of government and must be subordinate to its preservation.
What prevents such a system from falling prey to the tyranny of the majority is the system of checks and balances and, more broadly, the democratic process of adversarial justification itself. While injustice can always be justified if you have to justify it only to yourself, it is less easy when you have to justify it to other democratic institutions, like courts and legislatures or a free press. Thus presidents or prime ministers may not see anything wrong in a stringent measure, but if they know that this measure will have to get by the courts and the legislature, they may think twice.
Besides these constitutional checks and balances, there would also be the democratic check of competing social, religious, and political interests in the nation at large. One of the most lucid versions of this argument is to be found in Federalist No. 51, where in discussing the federal system's balance of federal and state power, the authors go on to say that while all authority in the United States will be derived from the power of the majority,the society itself will be broken into so many parts, interests, and classes of citizens, that the rights of individuals, or of the minority, will be in little danger from interested combinations of the majority. In a free government, the security for civil rights must be the same as that for religious rights. It consists in the one case in the multiplicity of interests and sects; and this may be presumed to depend on the extent of country and the number comprehended under the same government.4
Against this pragmatic view there is a moral view of democracy which maintains that it is something more than majority rule disciplined by checks and balances. It is also an order of rights that puts limits to the power of the community over individuals. These limits are not there just for prudential reasons, to prevent governments from riding roughshod over individuals. The rights are also there to express the idea that individuals matter intrinsically. Democracies don't just serve majority interests, they accord individuals intrinsic respect. This respect is expressed in the form of rights that guarantee certain freedoms. Freedom matters, in turn, because it is a precondition for living in dignity. Dignity here means simply the right to shape your life as best you can, within the limits of the law, and to have a voice, however small, in the shaping of public affairs. Government for the people, in other words, is something more than government for the happiness and security of the greatest number. The essential constraint of democratic government is that it must serve majority interests without sacrificing the freedom and dignity of the individuals who comprise the political community to begin with and who on occasion may oppose how it is governed. Rights certainly owe their origin to the sovereignty of the people, but the people-and their representatives-must steer majority interests through the constraints of rights.
Aharon Barak, president of Israel's Supreme Court, describes these two conceptions of democracy as "formal" and "substantive."5 Other scholars have contrasted a "pragmatic" reading of the U.S. Constitution with a "moral" reading.6 In normal times, these two meanings of democracy-one stressing popular sovereignty, the other stressing rights; one privileging collective interests, the other privileging individual dignity-are interdependent. You can't have a democracy without rights, and rights cannot be secure unless you have democracy. But in terrorist emergencies, their relation breaks apart. What makes security appear to trump liberty in terrorist emergencies is the idea-certainly true-that the liberty of the majority is utterly dependent upon their security. A people living in fear are not free. Hence the safety of the majority makes an imperative claim. On this view, rights are political conveniences a majority institutes for its defense and is therefore at liberty to abridge when necessity demands it. Those who defend a rights-based definition of democracy will then argue that rights lose all effect, not just for the individuals at risk, but for the majority as well if they are revocable in situations of necessity.
Both sides then appeal to history and seek vindication of their claims. Those who think of democracy primarily in terms of majority interest point to the frequent abridgments of liberty in national emergencies past-from Lincoln's suspension of habeas corpus during the Civil War to the detention of illegal aliens after 9/11-and argue that democracies survive in part because they do not let rights stand in the way of robust measures. Moreover, robust measures do not prevent rights' returning in times of safety. Temporary measures are just that and they need not do permanent damage to a democracy's constitutional fabric. Those who put rights first will reply that yes, democracy survives, but rights infringements needlessly compromise the democracy's commitment to dignity and freedom. The detention of Japanese Americans during World War II would qualify as an example of majoritarian tyranny and misuse of executive prerogative, driven by fear and racial bias.7 One side in the debate worries that caring overmuch about rights will tie the hands of a democracy, while the other insists that if rights are abridged, even for a few individuals, then democracy betrays its own identity.
Civil libertarians think civil liberties define what a democracy is. But the recurrently weak and shallow public support for civil liberties positions suggests that many Americans disagree. They believe that the majority interest should trump the civil liberties of terrorist suspects.8 For these democrats, rights are prudential limits on government action, revocable in times of danger; for civil libertarians, they are foundational commitments to individual dignity that ought to limit government action in times of safety and danger alike. For one side, what matters fundamentally is that democracies prevail. For the other, what matters more is that democracies prevail without betraying what they stand for.
A further disagreement arises over the question of whether a country facing a terrorist emergency should base its public policy exclusively on its own constitution and its own laws, or whether it has any duty to pay attention to what other states have to say and what international agreements and conventions require. Some maintain that a democracy's commitments to dignity are confined to its own citizens, not its enemies. Others point out that a democracy is not a moral island, sufficient unto itself. Thus, as many scholars have pointed out, the U.S. Constitution extends its protections to "persons" and not just to citizens.9 Hence aliens have rights under U.S. law-as well as, of course, under international conventions to which the United States is a signatory. Enemy combatants have rights under the Geneva Conventions, and even terrorists retain their human rights, since these are inherent in being human and hence irrevocable. Others think this approach values consistency more than justice. Justice-to the victims of terrorist outrages-requires that terrorists be treated as "enemies of the human race" and hunted down without any regard to their human rights.10
When citizens of a democracy insist that what matters most in a terrorist emergency is the safety of the majority, they are usually saying that rights are at best a side constraint, at worst a pesky impediment to robust and decisive action. Those who think this are also likely to believe that international agreements, like the Geneva Conventions or the Torture Convention, should not limit what the United States can do in a war on terror. Since the threat is primarily directed at the United States, it must respond according to its own system of law, not according to anyone else's standards.
Excerpted from The Lesser Evil by Michael Ignatieff Excerpted by permission.
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Table of Contents
|Chapter 1||Democracy and the Lesser Evil||1|
|Chapter 2||The Ethics of Emergency||25|
|Chapter 3||The Weakness of the Strong||54|
|Chapter 4||The Strength of the Weak||82|
|Chapter 5||The Temptations of Nihilism||112|
|Chapter 6||Liberty and Armageddon||145|
What People are Saying About This
Michael Ignatieff has written a sober yet chilling account of the issues facing liberal democracies in the face of modern international terrorism. In a surgical analysis he describes the challenges facing their leaders and citizens. His warning of the critical dangers of under- and over-reaction in combating terrorism could not be more timely.
Justice Richard Goldstone, Constitutional Court of South Africa
Michael Ignatieff's The Lesser Evil is a strikingly readable rumination on the ethical challenge of our time: How can a liberal democracy survive the long struggle against terror and do so in ways that preserve its institutions and dignity intact? His answer is a profound moral analysis, drawing on insights from philosophy, law, and literature, of how to surmount the strength of the terrorists, who are weak, and avoid the weakness of the democracies, who can be both strong and just.
Michael Doyle, Harold Brown Professor of Law and International Affairs, Columbia University
"Michael Ignatieff has written a sober yet chilling account of the issues facing liberal democracies in the face of modern international terrorism. In a surgical analysis he describes the challenges facing their leaders and citizens. His warning of the critical dangers of under- and over-reaction in combating terrorism could not be more timely."Justice Richard Goldstone, Constitutional Court of South Africa
"Michael Ignatieff's The Lesser Evil is a strikingly readable rumination on the ethical challenge of our time: How can a liberal democracy survive the long struggle against terror and do so in ways that preserve its institutions and dignity intact? His answer is a profound moral analysis, drawing on insights from philosophy, law, and literature, of how to surmount the strength of the terrorists, who are weak, and avoid the weakness of the democracies, who can be both strong and just."Michael Doyle, Harold Brown Professor of Law and International Affairs, Columbia University