U.S. Regulation of the International Securities and Derivatives Markets

U.S. Regulation of the International Securities and Derivatives Markets

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Product Details

ISBN-13: 9781454851257
Publisher: Wolters Kluwer Law and Business
Publication date: 12/29/2014
Product dimensions: 6.50(w) x 1.50(h) x 9.50(d)

Table of Contents


• Statutory and Regulatory Framework
• Access of Foreign Companies to the U.S. Public Securities Market
• Registration, Reporting and Related Obligations of Foreign Companies with Publicly Trades Securities in the United States and Certain Consequences for Their Significant Shareholders
• Private Offerings in the United States
• Financings Outside the United States
• Global Offerings Reporting of Large Shareholdings, Tender and Exchange Offers and Business Combinations
• The U.S.-Canadian Multijurisdictional Disclosure System
• Foreign and Foreign-Owned Broker-Dealers and Futures Commission Merchants
• Foreign and Foreign-Owned Investment Advisers and Commodity Trading Advisors
• Foreign Investment Companies and Commodity Pool Operators
• Banks and the International Securities Business: Major Banking Law Considerations
• Classification of Securities and Derivative Instruments Enforcement of the U.S. Securities Laws

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