Securities Regulation / Edition 7

by Niels Schaumann

Overview

This product contains an outline on securities regulation. Topics covered include the Securities and Exchange Commission (SEC), jurisdiction and interstate commerce, and the Securities Act of 1933 (including persons and property interests covered, registration statements, exemptions from registration requirements, and liabilities). It also discusses the Securities Exchange Act of 1934 (including rule 10b-5, tender offers and repurchases of stock, regulation of proxy solicitations, liability for short-swing profits on insider transactions, and SEC enforcement actions), regulation of the securities markets, multinational transactions, and the state regulation of securities transactions.

Product Details

ISBN-13:	9780314181114
Publisher:	West Academic
Publication date:	10/09/2007
Series:	Gilbert Law Summaries Series
Edition description:	REV
Pages:	686
Product dimensions:	8.50(w) x 10.88(h) x 1.35(d)