AML Compliance Fundamentals

AML Compliance Fundamentals

by M. L. Humphrey
AML Compliance Fundamentals

AML Compliance Fundamentals

by M. L. Humphrey

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Overview

In this book M.L. Humphrey draws upon twenty years of experience with regulatory compliance, and AML compliance in particular, as both a regulator of broker-dealers and a consultant to some of the largest financial institutions in the world, to give an overview of the main AML compliance requirements, with a particular focus on customer identification and suspicious activity monitoring and reporting.

This book is meant to be a high-level overview of AML compliance requirements, which means it focuses on the general concepts behind the regulations as opposed to any specific industry- or country-level regulations or any specific suspicious activity fact patterns. But the book should give a strong foundation for understanding those industry- or country-level requirements.


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Product Details

BN ID: 2940186642855
Publisher: M.L. Humphrey
Publication date: 10/11/2022
Series: Regulatory Compliance Essentials , #2
Sold by: Barnes & Noble
Format: eBook
File size: 458 KB

About the Author

M.L. Humphrey is an AML regulatory expert with over twenty years of experience as both a regulator and consultant for some of the larges financial institutions in the world.

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