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Series 4 Exam Study Guide 2022 + Test Bank

By The Securities Institute of America
eBook
$99.99
By The Securities Institute of America
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The Registered Options Principal Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm's options business and is qualified to oversee trades on all forms of options, from equity options to foreign currency options to options on government and mortgage-backed securities. T...

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