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SERIES 63 EXAM STUDY GUIDE 2022 + TEST BANK

By The Securities Institute of America
eBook
$39.99
By The Securities Institute of America
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Passing the Uniform Securities Agent State Law Examination (Series 63) qualifies an individual to act as a securities agent. The exam covers the principles of state securities regulation as reflected in the Uniform Securities Act and its amendments and related rules, as well as ethical practices and obligations. Many states require an agent to pass the Series 63 exam in order to transact securities business within the state.

Created by the experts at The Securities Institute of America, Inc....

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BusinessProfessional Finance & InvestingSecuritiesSecurities - General & Miscellaneous