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SERIES 66 EXAM STUDY GUIDE 2022 + TEST BANK

By The Securities Institute of America
eBook
$59.99
By The Securities Institute of America
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Passing the Uniform Combined State Law Examination (Series 66) qualifies an individual to represent both a broker dealer and an investment adviser. It covers such topics as client investment strategies and ethical business practices. Taken as a corequisite with the general knowledge Securities Industry Essentials (SIE) Exam and the Series 7 Exam, candidates must complete the Series 66 Exam in order to register as an agent with a state securities administrator.

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BusinessProfessional Finance & InvestingSecuritiesSecurities - General & Miscellaneous