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Conduct and Pay in the Financial Services Industry: The regulation of individuals

By Thomas Ogg (Editor)
eBook
$325.00
By Thomas Ogg (Editor)
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Since the financial crisis, one of the key priorities of the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) has been individual accountability. This book addresses the regulatory and employment law challenges that arise from the FCA’s and PRA’s requirements.

The expert team of writers examine in depth the provisions of the Financial Services and Markets Act 2000 which relate to individuals, and the associated requirements of the PRA and FCA. The topics addressed...

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