Financial Compliance: Issues, Concerns and Future Directions

This book explores the fundamental elements and risks that impact the compliance officer’s work. Following a comprehensive understanding of the role of a compliance officer, by engaging with themes of compliance officers’ liability, expectations, risks and effectiveness, it provides practical answers by leading academics and practitioners in the field.

This work also draws on how other areas, such as GDPR, financial regulation and whistleblowing, challenges on compliance officers and provid...