Red Flags: Recognize and eliminate the risks in your RIA firm's Disaster Recovery, IT Compliance, and Cyber Security processes to safeguard your reputation and client trust.

Written for the owners and officers of any Registered Investment Advisory firm, this book seeks to provide the answers you need to safeguard your firm's reputation and maintain your clients' trust. With over 35 combined years of reviewing and protecting RIA firms, we understand the unique cyber security threats, compliance regulations, and resource constraints facing RIA firms, which compelled us to share our knowledge. In this book you will find the most common "Red Flags" that we've disco...