Series 7 Study Guide
This book will help investment professionals pass the Series 7 General Securities Representative Qualification Examination. It is a study guide in outline form. There is a section for each topic covered on the Series 7 exam, including regulatory requirements, customer's profile, customer accounts, business conduct, orders and transactions, ethics, the primary marketplace, the secondary market, economics, analysis, equity securities, debt securities, packaged securities, options, retirement plans, and savings accounts. The study outline includes details on the math formulas needed for the test. The study outline is based on the exam syllabus and contains the information on the required knowledge areas that could most likely be asked in the form of a multiple choice question.
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Series 7 Study Guide
This book will help investment professionals pass the Series 7 General Securities Representative Qualification Examination. It is a study guide in outline form. There is a section for each topic covered on the Series 7 exam, including regulatory requirements, customer's profile, customer accounts, business conduct, orders and transactions, ethics, the primary marketplace, the secondary market, economics, analysis, equity securities, debt securities, packaged securities, options, retirement plans, and savings accounts. The study outline includes details on the math formulas needed for the test. The study outline is based on the exam syllabus and contains the information on the required knowledge areas that could most likely be asked in the form of a multiple choice question.
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Series 7 Study Guide

Series 7 Study Guide

by Philip Martin McCaulay
Series 7 Study Guide

Series 7 Study Guide

by Philip Martin McCaulay

Overview

This book will help investment professionals pass the Series 7 General Securities Representative Qualification Examination. It is a study guide in outline form. There is a section for each topic covered on the Series 7 exam, including regulatory requirements, customer's profile, customer accounts, business conduct, orders and transactions, ethics, the primary marketplace, the secondary market, economics, analysis, equity securities, debt securities, packaged securities, options, retirement plans, and savings accounts. The study outline includes details on the math formulas needed for the test. The study outline is based on the exam syllabus and contains the information on the required knowledge areas that could most likely be asked in the form of a multiple choice question.

Product Details

ISBN-13: 9781499199963
Publisher: CreateSpace Publishing
Publication date: 04/19/2014
Pages: 270
Product dimensions: 8.50(w) x 11.00(h) x 0.57(d)
Age Range: 1 - 17 Years

About the Author

Philip Martin McCaulay has sold thousands of study guides and practice exam books in the fields of pensions, investments, finance, real estate, math, and massage therapy; including over thirty category top-100 bestsellers for Amazon's Kindle platform. His books on the Series 6, 7, 63, 65, and 66 exams are top-25 bestsellers in the professional study guide category. His books are in the holdings of libraries all over the world including the Library of Congress. He has also written category bestsellers in card games, history, and cooking.

Philip Martin McCaulay is an actuary with a BA in Mathematics from Indiana University. He is a Fellow of the Society of Actuaries (FSA), an Enrolled Actuary (EA), a Fellow of the Conference of Consulting Actuaries (FCA), and a Member of the American Academy of Actuaries (MAAA). He is an elected member of the Society of Actuaries Pension Section Council and serves on the Pension Section Communication Team. He is the editor of the Society of Actuaries Pension Section News. He volunteers to write, publish, and ship free copies of books to troops and military families through Operation Paperback.
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