Book Your Summer Shop NowBook Your Summer Shop Now
Add Item to wish listAdd Item to wish list

Series 9 Exam Study Guide + Test Bank

By The Securities Institute of America
Paperback
$89.00
By The Securities Institute of America
Promotion message icon
Premium Members save an extra 10% and all Members collect stamps to save with Rewards. 10 stamps = $5.Learn More
Formats
In stock
This item is currently out of stock online.
Free standard shipping on orders over $60
Select a store to view item availability.

Passing the General Securities Sales Supervisor Exam (Series 9 and 10) qualifies an individual to supervise a firm's sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers the full range of topics related to options regulation. All candidates seeking to attain the Series 9 registration must also pass both the Series 7 Exam as well as the general knowledge Securities Industry Essenti...