Introduction to U.S. Federal Securities Laws: Guide to the Legislative Process, Regulatory Process, and Judicial Review

This unique and comprehensive book guides you through the complexities of the U.S. federal securities laws. The guide explains not only the "what" but also the "why." What problems were Congress and the SEC trying to solve when implementing new requirements? What are some key differences within and among these laws and why do they matter? For example, what distinguishes illegal insider trading from legitimate investment research? Does the "Hope Diamond" count as good capital for a broker-de...